DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KESTRA ADVISORY SERVICES, LLC
PORT JEFFERSON, NY | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 26, 2022 | n/a | yes | PORT JEFFERSON, NY|AUSTIN, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 18, 2010 | Sep 28, 2022 | no | HAUPPAUGE, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Apr 1, 2010 | no | PLAINVIEW, NY|PLAINVIEW, NY|Smithtown, NY | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Nov 9, 2004 | May 29, 2007 | no | SMITHTOWN, NY|SMITHTOWN, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | KESTRA ADVISORY SERVICES, LLC | Sep 28, 2022 | Sep 26, 2022 | -2 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Apr 1, 2010 | Mar 18, 2010 | -14 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:283330:NY:2022-09-27 | Sep 28, 2022 | Sep 26, 2022 | HAUPPAUGE, NY | Firm change |