DFX Intelligence

R••••••• G••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

R••••••• G••••• P•••••••• L•••

CRD 160743

HAMILTON

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Search this name across graphsid dfx:ria:ab57ef28-cb2b-d9e6-d99e-6905cca3da6a

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 9
On other graphs: 0
Observed: Jan 4, 2016 to Mar 31, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $325M••• Locked
Discretionary RAUM: $325M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• 1••• F••• L•••	Hedge Fund	$318M	May 15, 2024	167	Jan 4, 2016	reported	021-253627

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••••• T•••••• J•••	MANAGING PARTNER	C	yes	09/2013	Jan 4, 2016	May 15, 2024
N•••••• P•••• A•••••	MANAGING PARTNER	C	yes	09/2013	Jan 4, 2016	May 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•• C•••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
I•• C•••••• M••••••••• U• L••	n/a	n/a	n/a	Y	yes	n/a
P••••••• R• L•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Niles	IL	United States	0	no
London	n/a	United Kingdom	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$325M	$315M	3.2%	$299M	2.9%	12	10	0	2

Relationships

Advises (1)

→ T•• 1••• F••• L•••Private fundHedge Fund, IA
Jan 4, 2016 to presentfactForm ADV

Controls (3)

← L••••••• T•••••• J•••OwnerMANAGING PARTNER, ownership code C, individual
Jan 4, 2016 to May 15, 2024factForm ADV
← N•••••• P•••• A•••••OwnerMANAGING PARTNER, ownership code C, individual
Jan 4, 2016 to May 15, 2024factForm ADV
← S•••••• S••••• J••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
May 15, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
May 15, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 21, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 21, 2022
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab57ef28-cb2b-d9e6-d99e-6905cca3da6a
First observed: Jan 4, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.