DFX Intelligence

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R••••••• G••••• P•••••••• L•••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Hamiltonwebsite

Asset manager (funds and pooled vehicles), based in Hamilton, reporting $325M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $325M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +3.2%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 160743 · SEC 801-107132 · 20 filingsShow

CRD 160743SEC 801-107132First filing on the tape Jan 4, 2016, latest Mar 31, 2026SEC status approved since Feb 9, 2016IAPD

RAUM

$325M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

10 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM$325M as of Mar 31, 2026

Mar 29, 2017$168M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 29, 20170 then

Employees (5.A)12 as of Mar 31, 2026

Mar 29, 201710 then

Private funds1 as of Mar 31, 2026

Mar 29, 20171 then

RAUM +3.2% over the last fiscal year+2.9% a year over threeIARs 0 to 0offices 2 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $325MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +3.2%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $325M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$325M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $325M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T•• 1••• F••• L•••	Hedge Fund	$250M	65	Jan 4, 2016

Owners and control persons

Schedule A and B, latest filing

L••••••• T•••••• J••• · Managing Partnercontrol
since 09/2013 · owns 25% to 50%
N•••••• P•••• A••••• · Managing Partnercontrol
since 09/2013 · owns 25% to 50%
S•••••• S••••• J•••••• · Chief Compliance Officercontrol
since 05/2024 · owns less than 5%
K•••••• D•••••• N•• · Shareholder
since 09/2013 · owns 10% to 25%

Related persons

Schedule D 7.A

I•• C•••••• M••••••••• L••
investment advisery
I•• C•••••• M••••••••• U• L••
investment advisery
P••••••• R• L•••
real estatey

Offices

Schedule D 1.F, the 25 largest

London, United Kingdom
Niles, IL

What changed

consecutive filings, newest first

Advisory employees · 7 to 10
Mar 31, 2025 to Mar 31, 2026
Assets in custody · $315M to $325M
Mar 31, 2025 to Mar 31, 2026
Employees · 10 to 12
Mar 31, 2025 to Mar 31, 2026
Other offices · 2 to 0
Mar 31, 2025 to Mar 31, 2026
Discretionary RAUM · $315M to $325M
Mar 31, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $315M to $325M
Mar 31, 2025 to Mar 31, 2026
RAUM · $315M to $325M
Mar 31, 2025 to Mar 31, 2026
Advisory employees · 5 to 7
May 15, 2024 to Mar 31, 2025
Assets in custody · $318M to $315M
May 15, 2024 to Mar 31, 2025
Employees · 7 to 10
May 15, 2024 to Mar 31, 2025
Financial planning clients · unset to
May 15, 2024 to Mar 31, 2025
HQ state · unset to
May 15, 2024 to Mar 31, 2025
Discretionary RAUM · $318M to $315M
May 15, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $318M to $315M
May 15, 2024 to Mar 31, 2025
RAUM · $318M to $315M
May 15, 2024 to Mar 31, 2025
Other offices · 1 to 2
Mar 29, 2024 to May 15, 2024
Advisory employees · 6 to 5
Mar 31, 2023 to Mar 29, 2024
Assets in custody · $299M to $318M
Mar 31, 2023 to Mar 29, 2024
Employees · 8 to 7
Mar 31, 2023 to Mar 29, 2024
Other offices · 0 to 1
Mar 31, 2023 to Mar 29, 2024
Discretionary RAUM · $299M to $318M
Mar 31, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $299M to $318M
Mar 31, 2023 to Mar 29, 2024
RAUM · $299M to $318M
Mar 31, 2023 to Mar 29, 2024
Advisory employees · 7 to 6
Nov 21, 2022 to Mar 31, 2023
Assets in custody · $262M to $299M
Nov 21, 2022 to Mar 31, 2023
Employees · 10 to 8
Nov 21, 2022 to Mar 31, 2023
Other offices · 2 to 0
Nov 21, 2022 to Mar 31, 2023
Discretionary RAUM · $262M to $299M
Nov 21, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $262M to $299M
Nov 21, 2022 to Mar 31, 2023
RAUM · $262M to $299M
Nov 21, 2022 to Mar 31, 2023
Business name · I•• C•••••• M••••••••• L••• to R••••••• G••••• P•••••••• L•••
May 12, 2022 to Nov 21, 2022
Legal name · I•• C•••••• M••••••••• L••• to R••••••• G••••• P•••••••• L•••
May 12, 2022 to Nov 21, 2022
Assets in custody · $269M to $262M
Mar 24, 2021 to Mar 3, 2022
Other offices · 1 to 2
Mar 24, 2021 to Mar 3, 2022
Discretionary RAUM · $269M to $262M
Mar 24, 2021 to Mar 3, 2022
Pooled vehicle RAUM · $269M to $262M
Mar 24, 2021 to Mar 3, 2022
RAUM · $269M to $262M
Mar 24, 2021 to Mar 3, 2022
Assets in custody · $321M to $269M
Jul 2, 2020 to Mar 24, 2021
Employees · 9 to 10
Jul 2, 2020 to Mar 24, 2021
Discretionary RAUM · $321M to $269M
Jul 2, 2020 to Mar 24, 2021

Signals

11 dated events

••• Locked
Mar 31, 2026 · ria office closed · derived
••• Locked
Mar 31, 2026 · ria office closed · derived
••• Locked
May 15, 2024 · Control person left · inference
••• Locked
May 15, 2024 · Control person joined · fact
••• Locked
Nov 21, 2022 · Control person joined · fact
••• Locked
Nov 21, 2022 · Control person left · inference
••• Locked
Mar 24, 2021 · Control person left · inference
••• Locked
Mar 24, 2021 · Control person joined · fact
••• Locked
Mar 28, 2019 · RAUM change · derived
••• Locked
Mar 28, 2019 · Control person left · inference
••• Locked
Jan 4, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026