DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner15 years in industry

SCOTT NELSON MAZUZAN

Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.

PORTLAND, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab5ad511-72f5-a30c-9ce4-0e3a189dc377

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F L PUTNAM INVESTMENT MANAGEMENT CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 5, 2010
First registration: Sep 1, 2015
Dual registered: no
Other names: SCOTT N. MAZUZAN
IAPD individual key: 5834757

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F L PUTNAM INVESTMENT MANAGEMENT CO.	Independent wealth	Apr 13, 2015	n/a	yes	PORTLAND, ME	Current employment
GATHER FINANCIAL PLANNING	Former SEC adviser	Sep 1, 2015	Dec 31, 2015	no	FALMOUTH, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GATHER FINANCIAL PLANNING	n/a	Dec 31, 2015	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ F L PUTNAM INVESTMENT MANAGEMENT CO.Registered adviserregistration: current employment
Apr 13, 2015 to presentfactForm ADV
→ GATHER FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Sep 1, 2015 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab5ad511-72f5-a30c-9ce4-0e3a189dc377
First observed: Sep 1, 2015
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCOTT NELSON MAZUZAN

Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.

PORTLAND, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab5ad511-72f5-a30c-9ce4-0e3a189dc377

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

F L PUTNAM INVESTMENT MANAGEMENT CO.

Independent wealth

Apr 13, 2015

n/a

yes

PORTLAND, ME

Current employment

GATHER FINANCIAL PLANNING

Former SEC adviser

Sep 1, 2015

Dec 31, 2015

FALMOUTH, ME

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GATHER FINANCIAL PLANNING

n/a

Dec 31, 2015

n/a

Departure no registered destination

Departure