DFX Intelligence

G••••• F•••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

G••••• F•••••••• P•••••••

G•••••• FINANCIAL P•••••••, LLC, CRD 164542

FALMOUTH, ME

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Search this name across graphsid dfx:ria:37596387-fd84-266c-9cb2-f4dc77a0c830

Data as of Dec 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 7
On other graphs: 0
Observed: Jan 30, 2020 to Dec 10, 2024
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $148M••• Locked
Discretionary RAUM: $148M
Private client RAUM: $134Mderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• M••••••• C••••	EXECUTIVE DIRECTOR/MAJORITY SHAREHOLDER	E	yes	05/2012	Jan 30, 2020	Dec 10, 2024
M•••••• A••••••• T•••••	CHIEF COMPLIANCE OFFICER/PARTNER	A	yes	07/2018	Jan 30, 2020	Dec 10, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bangor	Me	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 23, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$148M	$119M	25.0%	$105M	12.1%	6	7	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E• W••••• A•••••••	3	Jan 22, 2025	Feb 6, 2025	FALMOUTH, ME	Firm absorbed	RIA to RIA	75.0%

Relationships

Controls (2)

← M•••••• A••••••• T•••••OwnerCHIEF COMPLIANCE OFFICER/PARTNER, ownership code A, individual
Jan 30, 2020 to presentfactForm ADV
← G••••••• M••••••• C••••OwnerEXECUTIVE DIRECTOR/MAJORITY SHAREHOLDER, ownership code E, individual
Jan 30, 2020 to presentfactForm ADV

Owns (1)

← W•••••••• E••••••••• A••••OwnerPARTNER, ownership code NA, individual
Jan 30, 2020 to presentfactForm ADV

Affiliated with (1)

Dated events

Occurred
Feb 7, 2025
Advisor changed firm
Michael Corey Goldman left G••••• F•••••••• P••••••• for E• W••••• A••••••• (registered 2024-12-06)
Form ADVobserved 7 days ago
Occurred
Feb 3, 2025
Left the SEC roster
G••••• F•••••••• P••••••• no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $148.4M)
Form ADVobserved 7 days ago
$148M
Occurred
Jan 22, 2025
Firm absorbed
G••••• F•••••••• P•••••••'s advisors moved to E• W••••• A••••••• (Falmouth, ME): 3 of 4 registered, on the same day
Form ADVobserved 7 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37596387-fd84-266c-9cb2-f4dc77a0c830
First observed: Jan 30, 2020
Last observed: Dec 10, 2024 21 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.