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L••••• M•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

L••••• M•••• C••••••

Advisor at R•••• A•••••••• L••

MCLEAN, VA | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab5c92b5-20f6-1db9-11bb-1c82bd616f54

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 14, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• A•••••••• L••	Independent wealth	Nov 17, 2025	n/a	yes	MCLEAN, VA\|New York, NY	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	Mar 4, 2022	Jun 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	R•••• A•••••••• L••	Jun 2, 2025	Nov 17, 2025	168	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•••••••• I••••••••• M••••••••• L••	Feb 22, 2022

Relationships

Registered with (3)

→ R•••• A•••••••• L••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 4, 2022 to Jun 2, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 14, 2021 to Feb 22, 2022factForm ADV

Dated events

Occurred
Jun 2, 2025
Advisor changed firm
L••••• M•••• C•••••• left B•••••••• I••••••••• M••••••••• L•• for R•••• A•••••••• L•• (registered 2025-11-17)
Form ADVobserved 7 days ago
Occurred
Feb 22, 2022
Advisor changed firm
L••••• M•••• C•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•••••••• I••••••••• M••••••••• L•• (registered 2022-03-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab5c92b5-20f6-1db9-11bb-1c82bd616f54
First observed: Dec 14, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.