DFX Intelligence

J••••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J••••••• R•••••••••

Advisor at W•••• F•••• A•••••••

ST. LOUIS, MO | ARNOLD, MO

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Search this name across graphsid dfx:ria:ab5f43b0-384e-5991-c560-745421ef7518

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 8, 2023	n/a	yes	ST. LOUIS, MO\|ARNOLD, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 8, 2023	n/a	yes	ST. LOUIS, MO\|ARNOLD, MO	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	W•••• F•••• A•••••••	Jan 25, 2018	Feb 7, 2018	13	Firm change	Ibd to wirehouse

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 7, 2018 to Mar 29, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 8, 2023 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Feb 11, 2016 to Jan 25, 2018factForm ADV

Dated events

Occurred
Mar 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab5f43b0-384e-5991-c560-745421ef7518
First observed: Feb 11, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.