DFX Intelligence

M••••••• H••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant33 years in industry

M••••••• H••• G•••••

Advisor at O••• B••••• W••••• G•••• L••

TARRYTOWN, NY | Port St. Lucie, FL

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Search this name across graphsid dfx:ria:ab6410b3-009b-5e41-3b8e-abdde451a9ac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• B••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• B••••• W••••• G•••• L••	Independent wealth	Oct 13, 2022	n/a	yes	Port St. Lucie, FL\|TARRYTOWN, NY	Current employment
F•••••••• W••••• M••••••••• L••	Former SEC adviser	Mar 20, 2021	Nov 7, 2022	no	Bardonia, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• W••••• M••••••••• L••	O••• B••••• W••••• G•••• L••	Nov 7, 2022	Oct 13, 2022	-25	Firm change	RIA to RIA
S•• A•••••••• I•••	F•••••••• W••••• M••••••••• L••	Sep 7, 2016	Mar 20, 2021

Relationships

Registered with (3)

→ O••• B••••• W••••• G•••• L••Registered adviserregistration: current employment
Oct 13, 2022 to presentfactForm ADV
→ F•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 20, 2021 to Nov 7, 2022factForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2013 to Sep 7, 2016factForm ADV

Dated events

Occurred
Nov 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab6410b3-009b-5e41-3b8e-abdde451a9ac
First observed: Oct 10, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.