A•••• B• W•••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | DEATSVILLE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Dec 9, 2021	n/a	yes	DEATSVILLE, AL\|GREENWOOD VILLAGE, CO	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 16, 2016	Nov 22, 2021	no	MONTGOMERY, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	E•••••• A••••••• G••••• L••	Nov 22, 2021	Dec 9, 2021	17	Firm change	Other
M••••• S••••••	U•• F•••••••• S••••••• I•••	Feb 22, 2016	Feb 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:8174:AL:2016-02-22	Feb 22, 2016	Feb 16, 2016	MONTGOMERY, AL	Firm change

Relationships

Registered with (5)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Dec 9, 2021 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 16, 2016 to Nov 22, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 22, 2016factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.