P••• P••••• S••

Advisor at S••••••• W••••• M••••••••• L••

NORTH WALES, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab6d81b0-414e-4e64-44e9-f94eab389ef7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 4, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• M••••••••• L••	State registered	Sep 13, 2013	n/a	yes	NORTH WALES, PA	Current employment
E•••• I••••••••• P•••••••• L••	Independent wealth	Mar 27, 2012	Sep 30, 2013	no	BERWYN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• I••••••••• P•••••••• L••	S••••••• W••••• M••••••••• L••	Sep 30, 2013	Sep 13, 2013	-17	Firm change	Other
C•• W••••• M•••••••••	E•••• I••••••••• P•••••••• L••	Apr 3, 2012	Mar 27, 2012

Relationships

Registered with (3)

→ S••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 13, 2013 to presentfactForm ADV
→ E•••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 27, 2012 to Sep 30, 2013factForm ADV
→ C•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 26, 2005 to Apr 3, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab6d81b0-414e-4e64-44e9-f94eab389ef7
First observed: Apr 26, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.