RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• P••••• S••
- S••••••• W••••• M••••••••• L•• state registered currentsince Sep 13, 2013 · North Wales, Pa
- E•••• I••••••••• P•••••••• L•• independent RIAMar 27, 2012 to Sep 30, 2013 · Berwyn, Pa
- C•• W••••• M••••••••• formerApr 26, 2005 to Apr 3, 2012 · North Wales, Pa
- E•••• I••••••••• P•••••••• L•• to S••••••• W••••• M••••••••• L••left Sep 30, 2013, registered Sep 13, 2013 (-17 days) · Other
- C•• W••••• M••••••••• to E•••• I••••••••• P•••••••• L••left Apr 3, 2012, registered Mar 27, 2012 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address