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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MARISA BETH GOLDSTEIN

Advisor at MORGAN STANLEY

Napa, CA

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Search this name across graphsid dfx:ria:ab83ba67-eac7-85cb-1008-948f8068027e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 8, 2002
First registration: Oct 21, 2002
Dual registered: yes, broker-dealer
Other names: MARISA B FEIN|MARISA BETH FEIN
IAPD individual key: 3235809

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 24, 2013	n/a	yes	Napa, CA	Current employment
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Oct 19, 2011	Jun 4, 2012	no	SAN DIEGO, CA	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	Oct 21, 2002	Jan 26, 2009	no	IRVINE, CA	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Oct 21, 2002	Oct 29, 2009	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED SECURITIES, INC.	MORGAN STANLEY	Jun 4, 2012	Sep 24, 2013	477	Firm change after gap	Other
NUVEEN FUND ADVISORS, LLC	FIRST ALLIED SECURITIES, INC.	Oct 29, 2009	Oct 19, 2011	720	Firm change after gap	Other
RITTENHOUSE ASSET MANAGEMENT, INC.	NUVEEN FUND ADVISORS, LLC	Jan 26, 2009	Oct 21, 2002	-2,289	Firm change after gap	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 24, 2013 to presentfactForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Oct 19, 2011 to Jun 4, 2012factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 21, 2002 to Oct 29, 2009factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 21, 2002 to Jan 26, 2009factForm ADV

Dated events

No dated event names this entity yet.