DFX Intelligence

K••••• B•••• O••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

K••••• B•••• O••

Advisor at W•••• F•••• A•••••••

OWENSBORO, KY

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Search this name across graphsid dfx:ria:ab8aa516-5991-55c4-aa54-414a619d79a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Oct 21, 2024	n/a	yes	OWENSBORO, KY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 23, 2014	Oct 28, 2024	no	OWENSBORO, KY\|OWENSBORO, KY\|SAN DIEGO, CA\|JASPER, IN\|MARION, KY\|GLASGOW, KY\|BOWLING GREEN, KY\|OWENSBORO, KY\|BOWLING GREEN, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W•••• F•••• A•••••••	Oct 28, 2024	Oct 21, 2024	-7	Firm change	Ibd to wirehouse
O•••• F•• I•••	L•• F•••••••• L••	Jun 19, 2014	May 23, 2014

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Oct 21, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 23, 2014 to Oct 28, 2024factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jul 22, 2011 to Jun 19, 2014factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

Occurred
Oct 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab8aa516-5991-55c4-aa54-414a619d79a0
First observed: Jan 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.