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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | Fort Worth, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Oct 13, 2020 | n/a | yes | Fort Worth, TX|CHICAGO, IL | Current employment |
| TEAK TREE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Apr 24, 2009 | Nov 13, 2020 | no | FORT WORTH, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 14, 2000 | Apr 29, 2009 | no | FT. WORTH, TX|FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TEAK TREE CAPITAL MANAGEMENT, LLC | HIGHTOWER ADVISORS, LLC | Nov 13, 2020 | Oct 13, 2020 | -31 | Firm change after gap | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TEAK TREE CAPITAL MANAGEMENT, LLC | Apr 29, 2009 | Apr 24, 2009 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149474:145323:TX:2020-11-13 | Nov 13, 2020 | Oct 13, 2020 | FORT WORTH, TX | Firm change after gap |