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Advisor at ELLS FINANCIAL SERVICES LLC
ANAHEIM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ELLS FINANCIAL SERVICES LLC | State registered | May 29, 2026 | n/a | yes | ANAHEIM, CA | Current employment |
| OPPENHEIMER ASSET MANAGEMENT | Bd affiliated wealth | Apr 15, 2003 | Nov 12, 2007 | no | NEW YORK, NY | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jan 3, 2003 | Jan 5, 2016 | no | SANTA ANA, CA|NEW YORK, NY|NEW YORK, NY | Previous registration |
| CIBC WORLD MARKETS CORP. | n/a | Mar 12, 2002 | Jan 3, 2003 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | OPPENHEIMER ASSET MANAGEMENT | Jan 5, 2016 | Apr 15, 2003 | -4,648 | Firm change after gap | Other |
| OPPENHEIMER ASSET MANAGEMENT | ELLS FINANCIAL SERVICES LLC | Nov 12, 2007 | May 29, 2026 | 6,773 | Firm change after gap | Other |
| CIBC WORLD MARKETS CORP. | OPPENHEIMER & CO. INC. | Jan 3, 2003 | Jan 3, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 249:105559:NY:2016-01-05 | Jan 5, 2016 | Apr 15, 2003 | NEW YORK, NY | Firm change after gap |