DFX Intelligence
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Reading the graph
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Advisor at D•••••• • C•••••• A•• A•••••••••
NOVI, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•••••• • C•••••• A•• A••••••••• | Independent wealth | Jul 23, 2020 | n/a | yes | NOVI, MI | Current employment |
| N••• F•••••••• G••••• I••• | Former SEC adviser | May 11, 2021 | Mar 31, 2025 | no | NOVI, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••• F•••••••• G••••• I••• | n/a | Mar 31, 2025 | n/a | n/a | Departure no registered destination | Departure |
| A• W••••• M••••••••• L•• | D•••••• • C•••••• A•• A••••••••• | Jun 22, 2020 | Jul 23, 2020 | 31 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 139627:282580:IA:2018-06-12 | Jun 12, 2018 | Jul 12, 2019 | URBANDALE, IA | Firm change |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Jul 12, 2019 | Jun 22, 2020 | no | Fort Myers, FL|Lubbock, TX|Lisle, IL|TACOMA, WA|KALAMAZOO, MI|Bentonville, AR|Goshen, IN | Previous registration |
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Nov 4, 2017 | Jun 12, 2018 | no | Birmingham, MI|URBANDALE, IA | Previous registration |
| Firm change |
| RIA to RIA |
| I•••••••• A•••••••• L•• | A• W••••• M••••••••• L•• | Jun 12, 2018 | Jul 12, 2019 | 395 | Firm change | RIA to RIA |