DFX Intelligence

E••• S•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

E••• S•••• S••••••

Advisor at K•••• F•••••••• A•••• A•••••••• L•••

LOVES PARK, IL | Fitchburg, WI

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Search this name across graphsid dfx:ria:ab9b090d-43d3-1262-88a5-808cc1b9b336

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 24, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••• F•••••••• A•••• A•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••• F•••••••• A•••• A•••••••• L•••	Independent wealth	Jan 5, 2024	n/a	yes	Fitchburg, WI\|LOVES PARK, IL	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Feb 3, 2023	Oct 17, 2023	no	SUN PRAIRIE, WI\|FOND DU LAC, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	K•••• F•••••••• A•••• A•••••••• L•••	Oct 17, 2023	Jan 5, 2024	80	Firm change	Ibd to RIA
M• F•••••••• A••••••• • V••••••• F••••••••	W••••••• F•••••••• S•••••••• I•••	Feb 1, 2023	Feb 3, 2023

Relationships

Registered with (3)

→ K•••• F•••••••• A•••• A•••••••• L•••Registered adviserregistration: current employment
Jan 5, 2024 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 3, 2023 to Oct 17, 2023factForm ADV
→ M• F•••••••• A••••••• • V••••••• F••••••••Registered adviserregistration: previous registration
Jan 24, 2022 to Feb 1, 2023factForm ADV

Dated events

Occurred
Oct 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab9b090d-43d3-1262-88a5-808cc1b9b336
First observed: Jan 24, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.