DFX Intelligence

H•••• M•••••• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

H•••• M•••••• Z••••

Advisor at T••••••••• P••• I••••••••• A•••••••• L••

MATAWAN, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• P••• I••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 15, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• P••• I••••••••• A•••••••• L••	State registered	Mar 16, 2011	n/a	yes	MATAWAN, NJ	Current employment
C••••••••• C•••••• M••••••••• I•••	Independent wealth	Apr 19, 2007	Mar 21, 2011	no	SOUTH AMBOY, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C•••••• M••••••••• I•••	T••••••••• P••• I••••••••• A•••••••• L••	Mar 21, 2011	Mar 16, 2011	-5	Firm change	Other
N•• E•••••• S••••••••• C•••••••••	C••••••••• C•••••• M••••••••• I•••	Apr 3, 2007	Apr 19, 2007

Relationships

Registered with (5)

→ T••••••••• P••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 16, 2011 to presentfactForm ADV
→ C••••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 19, 2007 to Mar 21, 2011factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Sep 16, 2005 to Apr 3, 2007factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 6, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.