DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••• M•••••• Z••••

T••••••••• P••• I••••••••• A•••••••• L••state registeredMatawan, NjIA-onlyIAPD 1397485

Certified Financial Planner

Feed of 09/14/2026

Also filed as H•••• M•••••• Z••••

At current firm

15 y

since Mar 16, 2011

In the industry

40 y

since Nov 15, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• P••• I••••••••• A•••••••• L•• state registered current
since Mar 16, 2011 · Matawan, Nj
C••••••••• C•••••• M••••••••• I••• independent RIA
Apr 19, 2007 to Mar 21, 2011 · South Amboy, Nj
N•• E•••••• S••••••••• C••••••••• former
Sep 16, 2005 to Apr 3, 2007 · Princeton, Nj
M•• I•••••••• S•••••••• L•• BD affiliated
Jan 12, 2005 to Jul 15, 2005 · Kenilworth, Nj
O•••• F•• I••• former
May 6, 2004 to Nov 22, 2004 · Iselin, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••••• C•••••• M••••••••• I••• to T••••••••• P••• I••••••••• A•••••••• L••
left Mar 21, 2011, registered Mar 16, 2011 (-5 days) · Other
N•• E•••••• S••••••••• C••••••••• to C••••••••• C•••••• M••••••••• I•••
left Apr 3, 2007, registered Apr 19, 2007 (16 days) · Other
M•• I•••••••• S•••••••• L•• to N•• E•••••• S••••••••• C•••••••••
left Jul 15, 2005, registered Sep 16, 2005 (63 days) · Other
O•••• F•• I••• to M•• I•••••••• S•••••••• L••
left Nov 22, 2004, registered Jan 12, 2005 (51 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address