DFX Intelligence

A•••••••• S•••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

A•••••••• S•••••• L•••••••

Advisor at C•••••••• A•••••••

BOSTON, MA

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Search this name across graphsid dfx:ria:aba8251f-7eb9-9b11-8605-5d720f994a54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• A•••••••	Independent wealth	Dec 16, 2024	n/a	yes	BOSTON, MA	Current employment
R•• W••••• P•••••••	Independent wealth	Nov 25, 2013	Nov 22, 2024	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• P•••••••	C•••••••• A•••••••	Nov 22, 2024	Dec 16, 2024	24	Firm change	RIA to RIA
C••••••• M••••••••• I••••••••• A•••••••• L••	R•• W••••• P•••••••	Apr 3, 2013	Nov 25, 2013

Relationships

Registered with (4)

→ C•••••••• A•••••••Registered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ R•• W••••• P•••••••Registered adviserregistration: previous registration
Nov 25, 2013 to Nov 22, 2024factForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2010 to Apr 3, 2013factForm ADV
→ B••• A•••••••• L••

Dated events

Occurred
Nov 22, 2024
Advisor changed firm
A•••••••• S•••••• L••••••• left R•• W••••• P••••••• for C•••••••• A••••••• (registered 2024-12-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aba8251f-7eb9-9b11-8605-5d720f994a54
First observed: Dec 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.