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RIA / WealthAdvisor16 years in industry

NEIL JOSEPH TREMBLAY

Advisor at TWELVE POINTS WEALTH MANAGEMENT

CONCORD, MA

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Search this name across graphsid dfx:ria:aba8c584-122a-d7ca-3675-71ea3c426674

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TWELVE POINTS WEALTH MANAGEMENT
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 9, 2010
First registration: Mar 9, 2015
Dual registered: no
IAPD individual key: 1559290

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TWELVE POINTS WEALTH MANAGEMENT	Mixed wealth	Dec 24, 2024	n/a	yes	CONCORD, MA	Current employment
Onedigital	Institutional manager	Jul 21, 2022	Apr 3, 2023	no	OVERLAND PARK, KS\|Danvers, MA	Previous registration
TIMESCALE FINANCIAL, INC.	Former SEC adviser	May 20, 2015	Apr 5, 2023	no	DANVERS, MA\|NEWTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 9, 2015	Sep 8, 2016	no	DANVERS, MA\|NEWTON, MA\|DANVERS, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TIMESCALE FINANCIAL, INC.	Onedigital	Apr 5, 2023	Jul 21, 2022	-258	Firm change after gap	Other
Onedigital	TWELVE POINTS WEALTH MANAGEMENT	Apr 3, 2023	Dec 24, 2024	631	Firm change after gap	Other
LPL FINANCIAL LLC	TIMESCALE FINANCIAL, INC.	Sep 8, 2016	May 20, 2015	-477	Firm change after gap	Other

Relationships

Registered with (4)

→ TWELVE POINTS WEALTH MANAGEMENTRegistered adviserregistration: current employment
Dec 24, 2024 to presentfactForm ADV
→ TIMESCALE FINANCIAL, INC.Registered adviserregistration: previous registration
May 20, 2015 to Apr 5, 2023factForm ADV
→ ONEDIGITALRegistered adviserregistration: previous registration
Jul 21, 2022 to Apr 3, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 9, 2015 to Sep 8, 2016factForm ADV

Dated events

Occurred
Apr 5, 2023
Advisor changed firm
Neil Joseph Tremblay left Timescale Financial, Inc. for Onedigital (registered 2022-07-21)
Form ADVobserved 5 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Neil Joseph Tremblay left Onedigital for Twelve Points Wealth Management (registered 2024-12-24)
Form ADVobserved 5 days ago