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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TIMESCALE FINANCIAL, INC.

CRD 186511

DANVERS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cfc7b5f-fce8-2ac2-9c6b-947c1918afe5

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 12
On other graphs: 1
Observed: Mar 30, 2015 to Mar 29, 2023
38 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Timescale Financial, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $717MItem 5.F on the latest filing (2023-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $712M
Private client RAUM: $705MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,447
Individual clients: 226
High net worth clients: 756
SEC number: 801-87168
CRD: 186511
Filings on the tape: 38
First filed: Mar 30, 2015
Latest filed: Mar 29, 2023
Organised: Corporation, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HORROCKS, JAMES, FRANKEL	MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / PRESIDENT / SECRETARY / TREASURER	E	yes	03/2015	Mar 30, 2015	Mar 29, 2023
TREMBLAY, NEIL, JOSEPH	MANAGING DIRECTOR / PRESIDENT OF INSTITUTIONAL SERVICES	Na	yes	03/2015	Mar 30, 2015	Mar 29, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 29, 2023	$717M	$712M	20	7	1	n/a	n/a
2021	Mar 30, 2022	$802M	$796M	18	8	2	n/a	n/a
2020	Mar 31, 2021	$674M	$670M	16	8	2	n/a	n/a
2019	Mar 29, 2020	$598M	$594M	15	9	1	n/a	n/a
2018	Mar 29, 2019	$500M	$499M	17	9	1	n/a	n/a
2017	Mar 20, 2018	$517M	$517M	15	8	1	n/a	n/a
2016	Feb 9, 2017	$1.1B	$410M	15	11	n/a	n/a	n/a
2015	Mar 18, 2016	$375M	$375M	15	10	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$717M	$802M	-10.6%	$598M	6.3%	20	18	1	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Onedigital	5	Dec 31, 2023	Jul 21, 2022	DANVERS, MA	Firm absorbed	Other	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Nov 7, 2017	Jul 30, 2018	DANVERS, MA	Team lift out	Other	0.0%

Relationships

Controls (2)

← TREMBLAY, NEIL, JOSEPHOwnerMANAGING DIRECTOR / PRESIDENT OF INSTITUTIONAL SERVICES, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV
← HORROCKS, JAMES, FRANKELOwnerMANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / PRESIDENT / SECRETARY / TREASURER, ownership code E, individual
Mar 30, 2015 to presentfactForm ADV

Registered with (11)

← SEAN PATRICK GIBBONSAdvisorregistration: previous registration
May 20, 2015 to Dec 31, 2023factForm ADV
← CAMAY KWONG PASCUCCIAdvisorregistration: previous registration
Jun 6, 2017 to Dec 31, 2023factForm ADV
← KATELYNN JULIE KENDALLAdvisorregistration: previous registration
Jul 30, 2018 to Dec 31, 2023factForm ADV
← DOUGLAS TILGHMAN WILSONAdvisorregistration: previous registration
Jul 26, 2018 to Dec 31, 2023factForm ADV
← Mark Patrick SullivanAdvisorregistration: previous registration
Sep 24, 2018 to Dec 31, 2023factForm ADV
← JOSEPH S YOONAdvisorregistration: previous registration
Jan 20, 2021 to Jul 25, 2023factForm ADV
← NEIL JOSEPH TREMBLAYAdvisorregistration: previous registration
May 20, 2015 to Apr 5, 2023factForm ADV
← Lisa London WolfAdvisorregistration: previous registration
Jul 30, 2018 to Nov 21, 2019factForm ADV
← ALLISON DAGOSTINOAdvisorregistration: previous registration
Jul 30, 2018 to Apr 30, 2019factForm ADV
← KIMBERLY A. QUINNAdvisorregistration: previous registration
Nov 18, 2015 to Jul 21, 2016factForm ADV
← JAMES J BEVILLEAdvisorregistration: previous registration
May 20, 2015 to Feb 1, 2016factForm ADV

Moved with (2)

→ ONEDIGITALRegistered adviser5 advisors, firm absorbed, same day
Dec 31, 2023 to Jul 21, 2022factForm ADV
← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Nov 7, 2017 to Jul 30, 2018factForm ADV

Dated events

Occurred
Dec 31, 2023
Firm absorbed
Timescale Financial, Inc.'s advisors moved to Onedigital (Danvers, MA): 5 of 5 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Dec 31, 2023
Advisor changed firm
Douglas Tilghman Wilson left Timescale Financial, Inc. for Onedigital (registered 2022-07-12)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Camay Kwong Pascucci left Timescale Financial, Inc. for Onedigital (registered 2022-07-12)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Sean Patrick Gibbons left Timescale Financial, Inc. for Onedigital (registered 2022-07-12)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Mark Patrick Sullivan left Timescale Financial, Inc. for Onedigital (registered 2022-07-12)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Katelynn Julie Kendall left Timescale Financial, Inc. for Onedigital (registered 2022-07-21)
Form ADVobserved 4 days ago
Occurred
Jul 25, 2023
Advisor changed firm
Joseph S Yoon left Timescale Financial, Inc. for Onedigital (registered 2023-08-07)
Form ADVobserved 4 days ago
Occurred
Apr 5, 2023
Advisor changed firm
Neil Joseph Tremblay left Timescale Financial, Inc. for Onedigital (registered 2022-07-21)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2019
Control person left
Alexander David Caruso (Managing Member / Founding Chairman And Managing Director) no longer on Schedule A of Timescale Financial, Inc. (listed 2018-10-22, absent 2019-01-08)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2018
Regulatory AUM changed
Timescale Financial, Inc. reported RAUM $517.0M, down 52% from $1.1B (2017-11-01 to 2018-03-20)
Form ADVobserved 4 days ago
$-558M
Occurred
May 12, 2015
Succession filed (Item 4)
Coastal Capital Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2015
First Form ADV filing
Coastal Capital Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cfc7b5f-fce8-2ac2-9c6b-947c1918afe5
First observed: Mar 30, 2015
Last observed: Mar 29, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TIMESCALE FINANCIAL, INC.

CRD 186511

DANVERS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cfc7b5f-fce8-2ac2-9c6b-947c1918afe5

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HORROCKS, JAMES, FRANKEL

MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / PRESIDENT / SECRETARY / TREASURER

yes

03/2015

Mar 30, 2015

Mar 29, 2023

TREMBLAY, NEIL, JOSEPH

MANAGING DIRECTOR / PRESIDENT OF INSTITUTIONAL SERVICES

yes

03/2015

Mar 30, 2015

Mar 29, 2023

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 29, 2023

$717M

$712M

n/a

2021

Mar 30, 2022

$802M

$796M

n/a

2020

Mar 31, 2021

$674M

$670M

n/a

2019

Mar 29, 2020

$598M

$594M

n/a

2018

Mar 29, 2019

$500M

$499M

n/a

2017

Mar 20, 2018

$517M

n/a

2016

Feb 9, 2017

$1.1B

$410M

n/a

2015

Mar 18, 2016

$375M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$717M

$802M

-10.6%

$598M

6.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Onedigital

Dec 31, 2023

Jul 21, 2022

DANVERS, MA

Firm absorbed

Other

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Nov 7, 2017

Jul 30, 2018

DANVERS, MA

Team lift out

Other

0.0%