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M••••••• L•••• A••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

M••••••• L•••• A••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Ponte Vedra Beach, FL

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Search this name across graphsid dfx:ria:abb2d609-f9cf-c49f-b5a9-8eaa01d21dc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Dec 6, 2023	n/a	yes	Ponte Vedra Beach, FL\|DENVER, CO	Current employment
P•••••• W••••• S••••••••• L•••	Former SEC adviser	Jul 1, 2008	Mar 19, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• S••••••••• L•••	M••••• G••••• A••••••• I•••	Mar 19, 2024	Dec 6, 2023	-104	Firm change after gap	RIA to RIA
H••••••••• G••••• E••••• • R••••••••• S•••••••••	P•••••• W••••• S••••••••• L•••	Jul 7, 2008

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146543:147363:FL:2024-02-23	Mar 19, 2024	Dec 6, 2023	JACKSONVILLE, FL	Firm change after gap

Relationships

Registered with (4)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Dec 6, 2023 to presentfactForm ADV
→ P•••••• W••••• S••••••••• L•••Registered adviserregistration: previous registration
Jul 1, 2008 to Mar 19, 2024factForm ADV
→ H••••••••• G••••• E••••• • R••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 26, 2005 to Jul 7, 2008factForm ADV
→ F•••• C•••••• B•••Registered adviserregistration: previous registration

Dated events

Occurred
Mar 19, 2024
Advisor changed firm
M••••••• L•••• A•• left P•••••• W••••• S••••••••• L••• for M••••• G••••• A••••••• I••• (registered 2023-12-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abb2d609-f9cf-c49f-b5a9-8eaa01d21dc3
First observed: Oct 7, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.