DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• L•••• A••

M••••• G••••• A••••••• I•••independent RIADenver, Co IA-onlyIAPD 4561598

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••••••• L•••• Mcclain

At current firm

2 y

since Dec 6, 2023

In the industry

22 y

since Apr 26, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Dec 6, 2023 · Ponte Vedra Beach, Fl
P•••••• W••••• S••••••••• L••• former
Jul 1, 2008 to Mar 19, 2024 · Jacksonville, Fl
H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassified
Apr 26, 2005 to Jul 7, 2008 · Jacksonville, Fl
F•••• C•••••• B••• unclassified
Oct 7, 2004 to Dec 16, 2004 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

P•••••• W••••• S••••••••• L••• to M••••• G••••• A••••••• I•••
left Mar 19, 2024, registered Dec 6, 2023 (-104 days) · RIA to RIA · moved with a team
H••••••••• G••••• E••••• • R••••••••• S••••••••• to P•••••• W••••• S••••••••• L•••
left Jul 7, 2008, registered Jul 1, 2008 (-6 days) · Other
F•••• C•••••• B••• to H••••••••• G••••• E••••• • R••••••••• S•••••••••
left Dec 16, 2004, registered Apr 26, 2005 (131 days) · Other

Signals

M••••••• L•••• A•• left P•••••• W••••• S••••••••• L••• for M••••• G••••• A••••••• I••• (registered 2023-12-06)
Mar 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address