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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

MATTHEW JOHN HICKEY

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

ST. LOUIS, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 16, 2005
First registration: Sep 19, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4989648

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 29, 2016	n/a	yes	ST. LOUIS, MO	Current employment
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Nov 15, 2024	Aug 24, 2026	no	ST. LOUIS, MO	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Aug 1, 2012	Apr 15, 2016	no	ST. LOUIS, MO\|ST LOUIS, MO\|SUNSET HILLS, MO\|ST. LOUIS, MO	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Apr 20, 2012	Aug 1, 2012	no	SUNSET HILLS, MO\|ST LOUIS, MO\|ST. LOUIS, MO	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Jan 3, 2012	Apr 19, 2012	no	MILWAUKEE, WI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Oct 17, 2011	no	ST. LOUIS, MO\|MANCHESTER, MO\|COLLINSVILLE, IL\|BELLEVILLE, IL\|O'FALLON, IL\|EDWARDSVILLE, IL\|BRENTWOOD, MO\|ST. LOUIS, MO\|CLAYTON, MO\|ST. LOUIS, MO\|ST. LOUIS, MO\|MANCHESTER, MO\|ST. LOUIS, MO\|BALLWIN, MO\|ST. LOUIS, MO\|WATERLOO, IL\|EDWARDSVILLE, IL\|O'FALLON, IL\|COLLINSVILLE, IL\|BELLEVILLE, IL\|ST. LOUIS, MO\|WATERLOO, IL\|KIRKWOOD, MO\|CREVE COEUR, MO\|ST. LOUIS, MO\|CREVE COEUR, MO\|KIRKWOOD, MO	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Oct 30, 2006	Nov 13, 2009	no	ST. LOUIS, MO\|ST. LOUIS, MO\|MANCHESTER, MO\|ST. LOUIS, MO\|BALLWIN, MO\|ST. LOUIS, MO\|MAPLEWOOD, MO\|BRENTWOOD, MO	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 19, 2005	Jun 1, 2006	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL INDEPENDENT ADVISORS, LLC	n/a	Aug 24, 2026	n/a	n/a	Departure no registered destination	Departure
BMO HARRIS FINANCIAL ADVISORS, INC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 15, 2016	Jun 29, 2016	75	Firm change	Other
M&I FINANCIAL ADVISORS, INC.	BMO HARRIS FINANCIAL ADVISORS, INC	Aug 1, 2012	Aug 1, 2012	0	Channel change	Other
M&I INVESTMENT MANAGEMENT CORP.	M&I FINANCIAL ADVISORS, INC.	Apr 19, 2012	Apr 20, 2012	1	Channel change	Other
PNC WEALTH MANAGEMENT	M&I INVESTMENT MANAGEMENT CORP.	Oct 17, 2011	Jan 3, 2012	78	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	NATCITY INVESTMENTS, INC.	Jun 1, 2006	Oct 30, 2006	151	Firm change	Other

Relationships

Registered with (8)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Jun 29, 2016 to presentfactForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 15, 2024 to Aug 24, 2026factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Aug 1, 2012 to Apr 15, 2016factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 20, 2012 to Aug 1, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Jan 3, 2012 to Apr 19, 2012factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Oct 17, 2011factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 30, 2006 to Nov 13, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 19, 2005 to Jun 1, 2006factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor departed, no destination yet
Matthew John Hickey no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago