RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• H•••••
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 29, 2016 · St. Louis, Mo
- S••••• I••••••••• A•••••••• L•• BD affiliatedNov 15, 2024 to Aug 24, 2026 · St. Louis, Mo
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Apr 15, 2016 · St. Louis, Mo
- M•• F•••••••• A•••••••• I••• formerApr 20, 2012 to Aug 1, 2012 · Sunset Hills, Mo
- M•• I••••••••• M••••••••• C•••• formerJan 3, 2012 to Apr 19, 2012 · Milwaukee, Wi
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Oct 17, 2011 · St. Louis, Mo
- N•••••• I••••••••• I••• unclassifiedOct 30, 2006 to Nov 13, 2009 · St. Louis, Mo
- M••••• S•••••• D• I••• unclassifiedSep 19, 2005 to Jun 1, 2006 · St. Louis, Mo
- S••••• I••••••••• A•••••••• L•• to no registered destinationleft Aug 24, 2026 · Departure, no registered destination
- B•• H••••• F•••••••• A•••••••• I•• to S•••••• N••••••• • C••••••• I•••••••••left Apr 15, 2016, registered Jun 29, 2016 (75 days) · Other
- M•• F•••••••• A•••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Aug 1, 2012, registered Aug 1, 2012 (0 days) · channel change inside one enterprise, not a move
- M•• I••••••••• M••••••••• C•••• to M•• F•••••••• A•••••••• I•••left Apr 19, 2012, registered Apr 20, 2012 (1 days) · channel change inside one enterprise, not a move
- P•• W••••• M••••••••• to M•• I••••••••• M••••••••• C••••left Oct 17, 2011, registered Jan 3, 2012 (78 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to N•••••• I••••••••• I•••left Jun 1, 2006, registered Oct 30, 2006 (151 days) · Other
- M•••••• J••• H••••• no longer registered at S••••• I••••••••• A•••••••• L••; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address