DFX Intelligence

S••••• L••••• I•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

S••••• L••••• I•••••••

Advisor at C••••••••• C••••••••• A••••••• S••••••••

CLEVELAND, OH | Norfolk, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abbde2a0-16ed-c999-1993-c376cef6b9f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Nov 13, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	Apr 21, 2024	n/a	yes	CLEVELAND, OH\|Norfolk, VA	Current employment
W•••••••• S•••• • T••••• A•••• M••••••••• L••	Former SEC adviser	Jul 17, 2023	Apr 19, 2024	no	Raleigh, NC\|NORFOLK, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• S•••• • T••••• A•••• M••••••••• L••	C••••••••• C••••••••• A••••••• S••••••••	Apr 19, 2024	Apr 21, 2024	2	Firm change	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	W•••••••• S•••• • T••••• A•••• M••••••••• L••	Jun 16, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
106060:105674:VA:2024-04-19	Apr 19, 2024	Apr 21, 2024	NORFOLK, VA	Firm change

Relationships

Registered with (5)

→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: current employment
Apr 21, 2024 to presentfactForm ADV
→ W•••••••• S•••• • T••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 17, 2023 to Apr 19, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2022 to Jun 16, 2023factForm ADV
→ R••••• W• B•••• • C•• I•••••••••

Dated events

Occurred
Apr 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abbde2a0-16ed-c999-1993-c376cef6b9f3
First observed: Nov 13, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.