DFX Intelligence

T••••• M•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

T••••• M•••••• M••••••••

Advisor at C•••••• M•••••• I•• L••

ARLINGTON, TX | Houston, TX

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Search this name across graphsid dfx:ria:abc58cc8-5fcd-8728-2432-214ee9161360

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• M•••••• I•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 20, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• M•••••• I•• L••	Independent wealth	Sep 6, 2016	n/a	yes	Houston, TX\|ARLINGTON, TX	Current employment
F•••• A•••••••	Independent wealth	Dec 10, 2014	Aug 29, 2016	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A•••••••	C•••••• M•••••• I•• L••	Aug 29, 2016	Sep 6, 2016	8	Firm change	Other
R•• R••• M••••••• M••••••••• L•	F•••• A•••••••	Dec 31, 2004	Dec 10, 2014

Relationships

Registered with (3)

→ C•••••• M•••••• I•• L••Registered adviserregistration: current employment
Sep 6, 2016 to presentfactForm ADV
→ F•••• A•••••••Registered adviserregistration: previous registration
Dec 10, 2014 to Aug 29, 2016factForm ADV
→ R•• R••• M••••••• M••••••••• L•Registered adviserregistration: previous registration
Nov 4, 2003 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abc58cc8-5fcd-8728-2432-214ee9161360
First observed: Nov 4, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.