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Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Westminster, MD | Ellicott City, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 18, 2017 | n/a | yes | Ellicott City, MD|Westminster, MD | Current employment |
| K••••••• C•••••• M••••••••• | n/a | Feb 22, 2017 | Apr 26, 2017 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••••• C•••••• M••••••••• | A••••••••• F•••••••• S•••••••• L•• | Apr 26, 2017 | May 18, 2017 | 22 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | K••••••• C•••••• M••••••••• | Dec 31, 2012 |
| Previous registration |
| K••••••• C•••••• M••••••••• | n/a | Mar 11, 2015 | Dec 31, 2016 | no | ANNAPOLIS, MD | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 7, 2004 | Dec 31, 2012 | no | COLUMBIA, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|ANNAPOLIS, MD | Previous registration |
| 800 |
| Firm change after gap |
| Other |