DFX Intelligence

D••••• W•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D••••• W•••••• H••••

Advisor at F•••• I••••••••• S•••••••

SAN ANTONIO, TX | FREDERICKSBURG, TX

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Search this name across graphsid dfx:ria:abcec706-8b0b-18a1-bf3b-1c857a9f34e8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 23, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• I••••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• I••••••••• S•••••••	Bd affiliated wealth	Apr 24, 2025	n/a	yes	FREDERICKSBURG, TX\|FREDERICKSBURG, TX\|SAN ANTONIO, TX	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Feb 16, 2024	Apr 22, 2025	no	MINNEAPOLIS, MN\|Euless, TX\|Fredericksburg, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	F•••• I••••••••• S•••••••	Apr 22, 2025	Apr 24, 2025	2	Firm change	Ibd to ibd
C•••••••• G••••• M•••••• I•••	T••••••• I••••••••• M••••••••• I•••	Feb 15, 2024	Feb 16, 2024

Relationships

Registered with (3)

→ F•••• I••••••••• S•••••••Registered adviserregistration: current employment
Apr 24, 2025 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 16, 2024 to Apr 22, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jun 23, 2010 to Feb 15, 2024factForm ADV

Dated events

Occurred
Apr 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abcec706-8b0b-18a1-bf3b-1c857a9f34e8
First observed: Jun 23, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.