DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KRIS LEWICKI & ASSOCIATES, LLC
CORAL SPRINGS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KRIS LEWICKI & ASSOCIATES, LLC | State registered | Jun 6, 2019 | n/a | yes | CORAL SPRINGS, FL | Current employment |
| EMERALD ASSET ADVISORS LLC | Former SEC adviser | Mar 13, 2014 | Apr 23, 2019 | no | WESTON, FL|WESTON, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 7, 2005 | Sep 27, 2011 | no | SUNRISE, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 9, 1996 | Jan 10, 2005 | no | SUNRISE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMERALD ASSET ADVISORS LLC | KRIS LEWICKI & ASSOCIATES, LLC | Apr 23, 2019 | Jun 6, 2019 | 44 | Firm change | RIA to state RIA |
| LPL FINANCIAL LLC | EMERALD ASSET ADVISORS LLC | Sep 27, 2011 | Mar 13, 2014 | 898 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jan 10, 2005 | Jan 7, 2005 | -3 | Firm change | Other |