DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••• I••••• S••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• I••••• S••••••••• L•• | Independent wealth | Sep 10, 2026 | n/a | yes | Glastonbury, CT|Westbrook, CT|Avon, CT|FORT LAUDERDALE, FL | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | May 29, 2024 | Sep 9, 2026 | no | MANCHESTER, CT|WEST HARTFORD, CT|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | S•••• I••••• S••••••••• L•• | Sep 9, 2026 | Sep 10, 2026 | 1 | Firm change | Ibd to RIA |
| U•• F•••••••• S••••••• I••• | L•• F•••••••• L•• | Aug 23, 2023 | May 29, 2024 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Feb 13, 2017 | Aug 23, 2023 | no | Hartford, CT|WEEHAWKEN, NJ | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 16, 2010 | Jan 18, 2017 | no | FARMINGTON, CT|GLASTONBURY, CT|BOSTON, MA|HARTFORD, CT|WEST HARTFORD, CT|HARTFORD, CT|HARTFORD, CT|POUGHKEEPSIE, NY|WEST HARTFORD, CT|WEST HARTFORD, CT|WEST HARTFORD, CT|NEW HAVEN, CT | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Mar 3, 2008 | Apr 28, 2009 | no | WEST HARTFORD, CT|GLASTONBURY, CT | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | Feb 25, 2008 | no | ESSEX, CT | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Nov 19, 2007 | Jan 1, 2008 | no | ESSEX, CT|ST. LOUIS, MO | Previous registration |
| 280 |
| Firm change |
| Wirehouse to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Jan 18, 2017 | Feb 13, 2017 | 26 | Firm change | Wirehouse to wirehouse |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 28, 2009 | Aug 16, 2010 | 475 | Firm change after gap | Other |
| W•••• F•••• A••••••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Feb 25, 2008 | Mar 3, 2008 | 7 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |