DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

BRAGG FINANCIAL ADVISORS INC

CRD 108780

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abd6ce51-4acb-8392-d6d6-4e1a7ee08054

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 5
On other graphs: 0
Observed: Feb 29, 2012 to Sep 17, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.72 fund_share=0.24 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $4.7BItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.7B
Private client RAUM: $3.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 72%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $311Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 39
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,613
Individual clients: 794
High net worth clients: 743
Custody, client assets: $0
SEC number: 801-56890
CRD: 108780
Filings on the tape: 25
First filed: Feb 29, 2012
Latest filed: Sep 17, 2026
Organised: Corporation, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENTON SELLERS BRAGG	Certified Financial Planner\|Chartered Financial Analyst	CHARLOTTE, NC	6	33	n/a	no
JOHN FRANK BRAGG	Certified Financial Planner	CHARLOTTE, NC	6	37	n/a	no
THOMAS BENJAMIN ROSE	Certified Financial Planner\|Chartered Financial Analyst	CHARLOTTE, NC	6	31	n/a	no
PHILLIPS MCLEOD BRAGG	Certified Financial Planner	CHARLOTTE, NC	6	30	n/a	no
STEVEN HARRISON SCRUGGS	Chartered Financial Analyst	CHARLOTTE, NC	6	26	n/a	no
GEORGE WILLIAM CLIMER	Certified Financial Planner	CHARLOTTE, NC	6	21	1	no
MATTHEW SCHULTZ DEVRIES	Chartered Financial Analyst	CHARLOTTE, NC	6	17	n/a	no
LYNN ALDRIDGE LINS DE ARAUJO	Certified Financial Planner	CHARLOTTE, NC	6	30	n/a	no
MARC NICHOLAS SCAVO	Certified Financial Planner	CHARLOTTE, NC	6	23	3	no
JENNIFER DAWN MUCKLEY	Certified Financial Planner	CHARLOTTE, NC	6	11	n/a	no
EVAN ANDREW ANDERSON	Certified Financial Planner	CHARLOTTE, NC	5	26	1	no
ANTHONY BYKOVSKY	Chartered Financial Analyst	CHARLOTTE, NC	5	14	1	no
Clinton Douglas Townsend	Chartered Financial Analyst	CHARLOTTE, NC	3	10	1	no
Meghan Marie Oldis	Certified Financial Planner	CHARLOTTE, NC	3	21	n/a	no
Lauren Michelle Klaiber	Chartered Financial Analyst	CHARLOTTE, NC	2	18	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, EVAN, ANDREW	President	Na	yes	01/2026	Mar 10, 2026	Mar 10, 2026
BRAGG, BENTON, SELLERS	Ceo	C	yes	08/1998	Mar 10, 2026	Mar 10, 2026
BRAGG, JOHN, FRANK	Secretary	C	yes	08/1992	Mar 10, 2026	Mar 10, 2026
BRAGG, PHILLIPS, MCLEOD	VICE PRESIDENT	C	yes	05/1996	Mar 10, 2026	Mar 10, 2026
CANNON, DAWN, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Mar 10, 2026	Mar 10, 2026
MUCKLEY, JENNIFER, DAWN	CHIEF OPERATING OFFICER	Na	yes	06/2022	Mar 10, 2026	Mar 10, 2026
SCRUGGS, STEVEN, HARRISON	SHAREHOLDER, PORTFOLIO MANAGER	B	yes	01/2002	Mar 10, 2026	Mar 10, 2026
SCRUGGS, KATHARINE, TERRY	Shareholder	A	no	01/1996	Mar 10, 2026	Mar 10, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$4.7B	$4.7B	39	15	0	n/a	n/a
2024	Mar 3, 2025	$3.9B	$3.9B	33	15	0	n/a	n/a
2023	Mar 15, 2024	$3.4B	$3.4B	31	14	0	n/a	n/a
2022	Mar 29, 2023	$2.8B	$2.8B	31	14	0	n/a	n/a
2021	Mar 29, 2022	$3.1B	$3.1B	29	14	0	n/a	n/a
2020	Mar 30, 2021	$2.3B	$2.3B	26	12	0	n/a	n/a
2019	Mar 27, 2020	$1.8B	$1.8B	23	11	0	n/a	n/a
2018	Feb 7, 2019	$1.4B	$1.4B	21	11	0	n/a	n/a
2017	Mar 27, 2018	$1.6B	$1.6B	18	6	0	n/a	n/a
2016	Mar 30, 2017	$1.3B	$1.3B	19	8	n/a	n/a	n/a
2015	Mar 14, 2016	$1.1B	$1.1B	18	5	n/a	n/a	n/a
2014	Mar 6, 2015	$1.1B	$1.1B	16	4	n/a	n/a	n/a
2013	Mar 28, 2014	$961M	$961M	16	4	n/a	n/a	n/a
2012	Mar 8, 2013	$797M	$797M	13	4	n/a	n/a	n/a
2011	Feb 29, 2012	$707M	$707M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.7B	$3.9B	19.6%	$2.8B	18.6%	39	33	0	0

Relationships

Registered with (16)

← Lauren Michelle KlaiberAdvisorregistration: current employment
Aug 22, 2024 to presentfactForm ADV
← Meghan Marie OldisAdvisorregistration: current employment
Aug 2, 2023 to presentfactForm ADV
← Clinton Douglas TownsendAdvisorregistration: current employment
May 19, 2023 to presentfactForm ADV
← EVAN ANDREW ANDERSONAdvisorregistration: current employment
Aug 25, 2021 to presentfactForm ADV
← ANTHONY BYKOVSKYAdvisorregistration: current employment
Aug 25, 2021 to presentfactForm ADV
← JENNIFER DAWN MUCKLEYAdvisorregistration: current employment
Aug 26, 2020 to presentfactForm ADV
← LYNN ALDRIDGE LINS DE ARAUJOAdvisorregistration: current employment
Aug 17, 2020 to presentfactForm ADV
← MARC NICHOLAS SCAVOAdvisorregistration: current employment
Aug 17, 2020 to presentfactForm ADV
← JOHN FRANK BRAGGAdvisorregistration: current employment
Aug 14, 2020 to presentfactForm ADV
← THOMAS BENJAMIN ROSEAdvisorregistration: current employment
Aug 14, 2020 to presentfactForm ADV
← PHILLIPS MCLEOD BRAGGAdvisorregistration: current employment
Aug 14, 2020 to presentfactForm ADV
← STEVEN HARRISON SCRUGGSAdvisorregistration: current employment
Aug 14, 2020 to presentfactForm ADV
← GEORGE WILLIAM CLIMERAdvisorregistration: current employment
Aug 14, 2020 to presentfactForm ADV
← MATTHEW SCHULTZ DEVRIESAdvisorregistration: current employment
Aug 14, 2020 to presentfactForm ADV
← BENTON SELLERS BRAGGAdvisorregistration: current employment
May 19, 2020 to presentfactForm ADV
← ADAM MICHAEL NEWMANAdvisorregistration: previous registration
Dec 11, 2022 to Jan 18, 2023factForm ADV

Controls (6)

← BRAGG, JOHN, FRANKOwnerSECRETARY, ownership code C, individual
Feb 29, 2012 to Mar 15, 2024factForm ADV
← BRAGG, BENTON, SELLERSOwnerPRESIDENT, CEO, ownership code C, individual
Feb 29, 2012 to Mar 15, 2024factForm ADV
← BRAGG, PHILLIPS, MCLEODOwnerVICE PRESIDENT, ownership code C, individual
Feb 29, 2012 to Mar 15, 2024factForm ADV
← SCRUGGS, STEVEN, HARRISONOwnerSHAREHOLDER, PORTFOLIO MANAGER, ownership code B, individual
Feb 29, 2012 to Mar 15, 2024factForm ADV
← CANNON, DAWN, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 7, 2019 to Mar 15, 2024factForm ADV
← MUCKLEY, JENNIFER, DAWNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 15, 2024 to Mar 15, 2024factForm ADV

Owns (1)

← SCRUGGS, KATHARINE, TERRYOwnerSHAREHOLDER, ownership code A, individual
Feb 29, 2012 to Mar 15, 2024factForm ADV

Dated events

Occurred
Mar 15, 2024
Control person joined
Dawn Jennifer Muckley (Chief Operating Officer) appeared on Schedule A of Bragg Financial Advisors Inc
Form ADVobserved 4 days ago
Occurred
Jan 18, 2023
Advisor changed firm
Adam Michael Newman left Bragg Financial Advisors Inc for The Burney Company (registered 2025-12-08)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Bragg Financial Advisors Inc reported RAUM $3.1B, up 35% from $2.3B (2021-12-02 to 2022-03-29)
Form ADVobserved 4 days ago
$799M
Occurred
Mar 30, 2021
Regulatory AUM changed
Bragg Financial Advisors Inc reported RAUM $2.3B, up 28% from $1.8B (2020-09-29 to 2021-03-30)
Form ADVobserved 4 days ago
$497M
Occurred
Mar 27, 2020
Regulatory AUM changed
Bragg Financial Advisors Inc reported RAUM $1.8B, up 26% from $1.4B (2019-05-15 to 2020-03-27)
Form ADVobserved 4 days ago
$371M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abd6ce51-4acb-8392-d6d6-4e1a7ee08054
First observed: Feb 29, 2012
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRAGG FINANCIAL ADVISORS INC

CRD 108780

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abd6ce51-4acb-8392-d6d6-4e1a7ee08054

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENTON SELLERS BRAGG

Certified Financial Planner|Chartered Financial Analyst

CHARLOTTE, NC

n/a

JOHN FRANK BRAGG

Certified Financial Planner

CHARLOTTE, NC

n/a

THOMAS BENJAMIN ROSE

Certified Financial Planner|Chartered Financial Analyst

CHARLOTTE, NC

n/a

PHILLIPS MCLEOD BRAGG

Certified Financial Planner

CHARLOTTE, NC

n/a

STEVEN HARRISON SCRUGGS

Chartered Financial Analyst

CHARLOTTE, NC

n/a

GEORGE WILLIAM CLIMER

Certified Financial Planner

CHARLOTTE, NC

MATTHEW SCHULTZ DEVRIES

Chartered Financial Analyst

CHARLOTTE, NC

n/a

LYNN ALDRIDGE LINS DE ARAUJO

Certified Financial Planner

CHARLOTTE, NC

n/a

MARC NICHOLAS SCAVO

Certified Financial Planner

CHARLOTTE, NC

JENNIFER DAWN MUCKLEY

Certified Financial Planner

CHARLOTTE, NC

n/a

EVAN ANDREW ANDERSON

Certified Financial Planner

CHARLOTTE, NC

ANTHONY BYKOVSKY

Chartered Financial Analyst

CHARLOTTE, NC

Clinton Douglas Townsend

Chartered Financial Analyst

CHARLOTTE, NC

Meghan Marie Oldis

Certified Financial Planner

CHARLOTTE, NC

n/a

Lauren Michelle Klaiber

Chartered Financial Analyst

CHARLOTTE, NC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, EVAN, ANDREW

President

yes

01/2026

Mar 10, 2026

BRAGG, BENTON, SELLERS

Ceo

yes

08/1998

Mar 10, 2026

BRAGG, JOHN, FRANK

Secretary

yes

08/1992

Mar 10, 2026

BRAGG, PHILLIPS, MCLEOD

VICE PRESIDENT

yes

05/1996

Mar 10, 2026

CANNON, DAWN, MARIE

CHIEF COMPLIANCE OFFICER

yes

01/2019

Mar 10, 2026

MUCKLEY, JENNIFER, DAWN

CHIEF OPERATING OFFICER

yes

06/2022

Mar 10, 2026

SCRUGGS, STEVEN, HARRISON

SHAREHOLDER, PORTFOLIO MANAGER

yes

01/2002

Mar 10, 2026

SCRUGGS, KATHARINE, TERRY

Shareholder

01/1996

Mar 10, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$4.7B

n/a

2024

Mar 3, 2025

$3.9B

n/a

2023

Mar 15, 2024

$3.4B

n/a

2022

Mar 29, 2023

$2.8B

n/a

2021

Mar 29, 2022

$3.1B

n/a

2020

Mar 30, 2021

$2.3B

n/a

2019

Mar 27, 2020

$1.8B

n/a

2018

Feb 7, 2019

$1.4B

n/a

2017

Mar 27, 2018

$1.6B

n/a

2016

Mar 30, 2017

$1.3B

n/a

2015

Mar 14, 2016

$1.1B

n/a

2014

Mar 6, 2015

$1.1B

n/a

2013

Mar 28, 2014

$961M

n/a

2012

Mar 8, 2013

$797M

n/a

2011

Feb 29, 2012

$707M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.7B

$3.9B

19.6%

$2.8B

18.6%