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Advisor at EDWARD JONES
KINGSPORT, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jul 31, 2023 | n/a | yes | KINGSPORT, TN | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 26, 2019 | Aug 26, 2022 | no | JOHNSON CITY, TN | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | Nov 25, 2019 | no | DULUTH, GA|CHARLOTTE, NC|BLOUNTVILLE, TN|KINGSPORT, TN|JOHNSON CITY, TN|GREENEVILLE, TN|BRISTOL, TN|ABINGDON, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Sep 15, 2014 | Jan 2, 2018 | no | CHARLOTTE, NC|BLOUNTVILLE, TN|KINGSPORT, TN|JOHNSON CITY, TN|GREENEVILLE, TN|LOUISVILLE, KY|DULUTH, GA|BRISTOL, TN|ABINGDON, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 3, 2013 | Sep 17, 2014 | no | JOHNSON CITY, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Aug 26, 2022 | Jul 31, 2023 | 339 | Firm change | Wirehouse to ibd |
| BB&T SECURITIES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 25, 2019 | Nov 26, 2019 | 1 | Firm change | Ibd to wirehouse |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BB&T INVESTMENT SERVICES, INC. | Sep 17, 2014 | Sep 15, 2014 | -2 | Firm change | Wirehouse to new firm |