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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

WESTMOUNT ASSET MANAGEMENT INC

CRD 104665

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abdb2319-7d57-f7d6-6ede-e9a794ffd972

Data as of Nov 30, 2011 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2011 to Nov 30, 2011
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2011-11-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2,553
SEC number: 801-36356
CRD: 104665
Filings on the tape: 1
First filed: Nov 30, 2011
Latest filed: Nov 30, 2011
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERLINER, JAMES, EDGAR	President	D	yes	01/1990	Nov 30, 2011	Nov 30, 2011
BERLINER, ROBERT, ADLER	Chairman	D	yes	11/1988	Nov 30, 2011	Nov 30, 2011
FINMARK, SUSAN, MARY	CHIEF COMPLIANCE OFFICER	Na	yes	11/2008	Nov 30, 2011	Nov 30, 2011
WERNER, CHRISTOPHER, MILES	CHIEF OPERATIONS OFFICER	Na	yes	01/2010	Nov 30, 2011	Nov 30, 2011
AMASH, MICHAEL, JOSEPH	SENIOR VICE PRESIDENT	Na	no	01/2010	Nov 30, 2011	Nov 30, 2011

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pasadena	CA	United States	n/a	no

Relationships

Owns (1)

← AMASH, MICHAEL, JOSEPHOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Nov 30, 2011 to presentfactForm ADV

Controls (4)

← BERLINER, ROBERT, ADLEROwnerCHAIRMAN, ownership code D, individual
Nov 30, 2011 to presentfactForm ADV
← BERLINER, JAMES, EDGAROwnerPRESIDENT, ownership code D, individual
Nov 30, 2011 to presentfactForm ADV
← WERNER, CHRISTOPHER, MILESOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Nov 30, 2011 to presentfactForm ADV
← FINMARK, SUSAN, MARYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 30, 2011 to presentfactForm ADV

Registered with (10)

← MICHAEL JOSEPH AMASHAdvisorregistration: previous registration
Sep 24, 2003 to Dec 5, 2011factForm ADV
← ALVIN SIU-LUN YAMAdvisorregistration: previous registration
Jan 20, 2010 to Dec 5, 2011factForm ADV
← SEAN CHRISTIAN CAUVELAdvisorregistration: previous registration
Jun 22, 2009 to Dec 5, 2011factForm ADV
← JAMES EDGAR BERLINERAdvisorregistration: previous registration
Jun 6, 1990 to Dec 5, 2011factForm ADV
← ANDREW B CHOUAdvisorregistration: previous registration
Apr 27, 2011 to Dec 5, 2011factForm ADV
← MICHAEL THOMAS CANNONEAdvisorregistration: previous registration
Jun 22, 2011 to Dec 5, 2011factForm ADV
← TERRENCE MICHAEL DEMORESTAdvisorregistration: previous registration
Jun 4, 2009 to Dec 5, 2011factForm ADV
← DIMITRI JIMMY KRIKELASAdvisorregistration: previous registration
May 19, 2010 to Dec 5, 2011factForm ADV
← CHRISTOPHER MILES WERNERAdvisorregistration: previous registration
May 1, 2006 to Dec 5, 2011factForm ADV
← DENNIS WEEAdvisorregistration: previous registration
Dec 9, 2010 to Dec 5, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abdb2319-7d57-f7d6-6ede-e9a794ffd972
First observed: Nov 30, 2011
Last observed: Nov 30, 2011 180 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTMOUNT ASSET MANAGEMENT INC

CRD 104665

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abdb2319-7d57-f7d6-6ede-e9a794ffd972

Data as of Nov 30, 2011 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERLINER, JAMES, EDGAR

President

yes

01/1990

Nov 30, 2011

BERLINER, ROBERT, ADLER

Chairman

yes

11/1988

Nov 30, 2011

FINMARK, SUSAN, MARY

CHIEF COMPLIANCE OFFICER

yes

11/2008

Nov 30, 2011

WERNER, CHRISTOPHER, MILES

CHIEF OPERATIONS OFFICER

yes

01/2010

Nov 30, 2011

AMASH, MICHAEL, JOSEPH

SENIOR VICE PRESIDENT

01/2010

Nov 30, 2011

City

State

Country

Employees

Also broker-dealer

Pasadena

United States

n/a