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T••••••• M•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

T••••••• M•••••• D•••••••

Advisor at W•••••••• P•••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:faf36a47-0fe7-9c9d-b753-fb5b0cb4175f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••• P•••••••• L••	Independent wealth	Nov 9, 2011	n/a	yes	LOS ANGELES, CA	Current employment
W•••••••• A•••• M••••••••• I••	Former SEC adviser	Jun 4, 2009	Dec 5, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• A•••• M••••••••• I••	W•••••••• P•••••••• L••	Dec 5, 2011	Nov 9, 2011	-26	Firm change	Other
C•••••••• G••••• M•••••• I•••	W•••••••• A•••• M••••••••• I••	Oct 27, 2008

Relationships

Registered with (3)

→ W•••••••• P•••••••• L••Registered adviserregistration: current employment
Nov 9, 2011 to presentfactForm ADV
→ W•••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Jun 4, 2009 to Dec 5, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Aug 13, 2007 to Oct 27, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faf36a47-0fe7-9c9d-b753-fb5b0cb4175f
First observed: Aug 13, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.