DFX Intelligence

C•••• W••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C•••• W••• W••••• M••••••••• L••

CRD 338582

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abde0815-b9c9-85d5-97d4-912c0bf63930

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2025 to Aug 13, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $617M••• Locked
Discretionary RAUM: $524M
Private client RAUM: $617Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $309Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• F•••• W•••	Certified Financial Planner	RED BANK, NJ	0	20	3	no
J••••• M•••••• G••••	Chartered Financial Analyst	RED BANK, NJ	0	15	2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• J•••••• M••••••	MANAGING PARTNER	D	yes	08/2025	Aug 13, 2026	Aug 13, 2026
T••••••••• C••••••• V•••••••	CHIEF OPERATING OFFICIER AND CCO	Na	yes	08/2025	Aug 13, 2026	Aug 13, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 22, 2026	$617M	$524M	3	2	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$617M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••• C•••• F•••••••• A•••••••• L••	2	Nov 19, 2025	Nov 17, 2025	MOUNT OLIVE, NJ	Team lift out	RIA to new firm	40.0%

Relationships

Controls (3)

← G••••• J•••••• M••••••OwnerMANAGING PARTNER, ownership code D, individual
Aug 13, 2026 to presentfactForm ADV
← W•••• M••••••• F••••OwnerMANAGING PARTNER, ownership code D, individual
Aug 13, 2026 to presentfactForm ADV
← T••••••••• C••••••• V•••••••OwnerCHIEF OPERATING OFFICIER AND CCO, ownership code NA, individual
Aug 13, 2026 to presentfactForm ADV

Registered with (2)

← M•••••• F•••• W•••Advisor

Dated events

Occurred
Nov 19, 2025
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abde0815-b9c9-85d5-97d4-912c0bf63930
First observed: Sep 22, 2025
Last observed: Aug 13, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.