DFX Intelligence

M•••••• F•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

M•••••• F•••• W•••

Advisor at C•••• W••• W••••• M••••••••• L••

RED BANK, NJ

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Search this name across graphsid dfx:ria:9ae3aef7-fbe0-0390-14d5-236cb159f824

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• W••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• W••• W••••• M••••••••• L••	Independent wealth	Nov 17, 2025	n/a	yes	RED BANK, NJ	Current employment
B•••• C•••• F•••••••• A•••••••• L••	Independent wealth	Jan 30, 2012	Nov 19, 2025	no	MOUNT OLIVE, NJ\|MOUNT OLIVE, NJ\|CHESTER, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• C•••• F•••••••• A•••••••• L••	C•••• W••• W••••• M••••••••• L••	Nov 19, 2025	Nov 17, 2025	-2	Firm change	RIA to new firm
T•• M•• G••••• I•••	B•••• C•••• F•••••••• A•••••••• L••	Nov 22, 2011	Jan 30, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
154623:338582:NJ:2025-11-19	Nov 19, 2025	Nov 17, 2025	CHESTER, NJ	Firm change

Relationships

Registered with (4)

→ C•••• W••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ B•••• C•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2012 to Nov 19, 2025factForm ADV
→ T•• M•• G••••• I•••Registered adviserregistration: previous registration
Jul 13, 2007 to Nov 22, 2011factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ae3aef7-fbe0-0390-14d5-236cb159f824
First observed: Jun 21, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.