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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

James Ronald King

Advisor at CENTAURUS FINANCIAL, INC.

ANAHEIM, CA

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Search this name across graphsid dfx:ria:abe39766-d52b-809f-aebf-1135be59c9ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTAURUS FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 15, 1998
First registration: Apr 26, 2010
Dual registered: yes, broker-dealer
Other names: James Ronald King|RON KING|JAMES RONALD KING|JAMES KING|James Ronald King
IAPD individual key: 3028226

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Mar 6, 2023	n/a	yes	ANAHEIM, CA	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	May 25, 2022	Feb 28, 2023	no	Huntington Beach, CA\|ROCKVILLE, MD	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Jul 23, 2019	May 24, 2022	no	ORANGE, CA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 6, 2016	Mar 7, 2019	no	HUNTINGTON BEACH, CA\|MINNEAPOLIS, MN	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Apr 26, 2010	Dec 28, 2015	no	ANAHEIM, CA\|FEDERAL WAY, WA\|GOLDEN, CO\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	CENTAURUS FINANCIAL, INC.	Feb 28, 2023	Mar 6, 2023	6	Firm change	Ibd to ibd
CROWN CAPITAL SECURITIES, L.P.	GROVE POINT ADVISORS, LLC	May 24, 2022	May 25, 2022	1	Firm change	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	CROWN CAPITAL SECURITIES, L.P.	Mar 7, 2019	Jul 23, 2019	138	Firm change	Ibd to RIA
CENTAURUS FINANCIAL, INC.	QUESTAR ASSET MANAGEMENT, INC.	Dec 28, 2015	Jan 6, 2016	9	Firm change	Other

Relationships

Registered with (4)

→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 26, 2010 to Dec 28, 2015factForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
May 25, 2022 to Feb 28, 2023factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Jul 23, 2019 to May 24, 2022factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 6, 2016 to Mar 7, 2019factForm ADV

Dated events

Occurred
Feb 28, 2023
Advisor changed firm
James Ronald King left Grove Point Advisors, Llc for Centaurus Financial, Inc. (registered 2023-03-06)
Form ADVobserved 6 days ago
Occurred
May 24, 2022
Advisor changed firm
James Ronald King left Crown Capital Securities, L.P. for Grove Point Advisors, Llc (registered 2022-05-25)
Form ADVobserved 6 days ago