DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Ronald King

Centaurus Financial, Inc.BD affiliatedAnaheim, Cadual registrantIAPD 3028226

Feed of 09/14/2026

Also filed as James Ronald King

At current firm

3 y

since Mar 6, 2023

In the industry

28 y

since Sep 15, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Centaurus Financial, Inc. BD affiliated current
since Mar 6, 2023 · Anaheim, Ca
Grove Point Advisors, LLC former
May 25, 2022 to Feb 28, 2023 · Huntington Beach, Ca
Crown Capital Securities, L.P. former
Jul 23, 2019 to May 24, 2022 · Orange, Ca
Questar Asset Management, Inc. former
Jan 6, 2016 to Mar 7, 2019 · Huntington Beach, Ca
Centaurus Financial, Inc. BD affiliated
Apr 26, 2010 to Dec 28, 2015 · Anaheim, Ca

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to Centaurus Financial, Inc.
left Feb 28, 2023, registered Mar 6, 2023 (6 days) · Affiliated broker-dealer or bank to another
Crown Capital Securities, L.P. to Grove Point Advisors, LLC
left May 24, 2022, registered May 25, 2022 (1 days) · Affiliated broker-dealer or bank to another
Questar Asset Management, Inc. to Crown Capital Securities, L.P.
left Mar 7, 2019, registered Jul 23, 2019 (138 days) · Affiliated broker-dealer or bank to independent RIA
Centaurus Financial, Inc. to Questar Asset Management, Inc.
left Dec 28, 2015, registered Jan 6, 2016 (9 days) · Other

Signals

James Ronald King left Grove Point Advisors, Llc for Centaurus Financial, Inc. (registered 2023-03-06)
Feb 28, 2023 · Advisor changed firm · fact
James Ronald King left Crown Capital Securities, L.P. for Grove Point Advisors, Llc (registered 2022-05-25)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address