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Advisor at SHADOWRIDGE ASSET MANAGEMENT, LLC
AUSTIN, TX | SAN MARCOS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHADOWRIDGE ASSET MANAGEMENT, LLC | Independent wealth | Jan 28, 2019 | n/a | yes | AUSTIN, TX|SAN MARCOS, TX | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Oct 9, 2015 | Feb 5, 2019 | no | Austin, TX | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Jan 28, 2013 | Feb 5, 2019 | no | San Marcos, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 16, 2011 | Dec 6, 2012 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | SHADOWRIDGE ASSET MANAGEMENT, LLC | Feb 5, 2019 | Jan 28, 2019 | -8 | Firm change | Ibd to RIA |
| LINCOLN INVESTMENT | CAPITAL ANALYSTS | Feb 5, 2019 | Oct 9, 2015 | -1,215 | Firm change after gap | Other |
| SECURIAN FINANCIAL SERVICES, INC. | LINCOLN INVESTMENT | Dec 6, 2012 | Jan 28, 2013 | 53 | Firm change | Other |