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Advisor at LPL FINANCIAL LLC
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | LAS VEGAS, NV | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 17, 2007 | Jun 23, 2008 | no | HENDERSON, NV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 27, 2005 | Sep 27, 2007 | no | LAS VEGAS, NV|HENDERSON, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jun 23, 2008 | Jan 1, 2025 | 6,036 | Firm change after gap | Ibd to ibd |