DFX Intelligence

W•••••• L•••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

W•••••• L•••• P•••

Advisor at K••••• A••••••• S•••••••• L••

Boca Raton, FL | AUSTIN, TX

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Search this name across graphsid dfx:ria:ac05a419-a6f6-a571-3936-52d86483c6f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 1, 2024	n/a	yes	Boca Raton, FL\|AUSTIN, TX	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Jun 15, 2016	Oct 30, 2024	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	K••••• A••••••• S•••••••• L••	Oct 30, 2024	Oct 1, 2024	-29	Firm change	Ibd to ibd
D••••• J•••• A•••• M••••••••• I•••	B• R•••• W••••• A•••••••• I•••	Jun 14, 2016	Jun 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:283330:FL:2024-10-30	Oct 30, 2024	Oct 1, 2024	BOCA RATON, FL	Firm change

Relationships

Registered with (5)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2016 to Oct 30, 2024factForm ADV
→ D••••• J•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2007 to Jun 14, 2016factForm ADV
→ A•••• P••••••• C•••••••••

Dated events

Occurred
Oct 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac05a419-a6f6-a571-3936-52d86483c6f1
First observed: Mar 28, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.