DFX Intelligence

D••••• J•••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

D••••• J•••• A•••• M••••••••• I•••

CRD 135259

BOCA RATON, FL

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Search this name across graphsid dfx:ria:861e3193-551d-4868-ed4f-77e9843090cb

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2026 to Mar 2, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 7
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• D••••• K•••••	n/a	BOCA RATON, FL	6	12	n/a	yes
C••• G•••• W•••••••	n/a	BOCA RATON, FL	5	11

Relationships

Registered with (11)

← J••••••• D••••••Advisorregistration: current employment
Aug 28, 2025 to presentfactForm ADV
← D•••••• J••••• L••••••••Advisorregistration: current employment
Sep 29, 2021 to presentfactForm ADV
← T••••• W•••••• H••••Advisorregistration: current employment
Jul 14, 2021 to presentfactForm ADV
← C••• G•••• W•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:861e3193-551d-4868-ed4f-77e9843090cb
First observed: Mar 2, 2026
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.