B•••• T••• T•

Advisor at C••••• P••••••• L••

NEW YORK, NY | Irvine, CA

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Search this name across graphsid dfx:ria:ac0c4f9e-2ac4-91b4-ef66-cb1a60550d42

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Feb 13, 2013	n/a	yes	Irvine, CA\|NEW YORK, NY	Current employment
M•••••••• A•••••••	Former SEC adviser	Sep 23, 2008	Nov 16, 2012	no	IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• A•••••••	C••••• P••••••• L••	Nov 16, 2012	Feb 13, 2013	89	Firm change	Other
G•••••• S•••• W••••• S•••••••• L•••	M•••••••• A•••••••	Jan 24, 2007	Sep 23, 2008

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Feb 13, 2013 to presentfactForm ADV
→ M•••••••• A•••••••Registered adviserregistration: previous registration
Sep 23, 2008 to Nov 16, 2012factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Jun 28, 2002 to Jan 24, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac0c4f9e-2ac4-91b4-ef66-cb1a60550d42
First observed: Jun 28, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.