DFX Intelligence

M•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••••••• A•••••••

M•••••••• ADVISORY SERVICES, LLC, CRD 141445

IRVINE, CA

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Search this name across graphsid dfx:ria:8c4292e5-5117-595a-9c35-cf83382eb13a

Data as of Dec 17, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Dec 17, 2015
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $425M••• Locked
Discretionary RAUM: $382M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••••• B••••• A•••	CHIEF OPERATING OFFICER	Na	yes	06/2015	Jul 13, 2015	Dec 17, 2015
G•••••• V••••••• A••••••	President	Na	yes	06/2015	Jul 13, 2015	Dec 17, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J••••••• A••••••••• L••	n/a	Asset manager	$215B	N	yes	n/a
A•• I••••••••• S•••••••• I•••	n/a	Asset manager	$91B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
EL SEGUNDO	CA	United States	n/a	no
Deerfield	IL	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 26, 2015

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$425M	$245M	73.8%	$178M	33.8%	15	15	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G••••• P•••••••• S••••••••• I•••	2	Dec 31, 2015	Mar 16, 2016	LOS ANGELES, CA	Team lift out	Other	66.7%

Relationships

Affiliated with (4)

→ G••••• P•••••••• S••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ J••••••• A•••••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ A•• I••••••••• S•••••••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ T•• P••••••••• I•••••••• C•••••• O• A••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c4292e5-5117-595a-9c35-cf83382eb13a
First observed: Mar 26, 2012
Last observed: Dec 17, 2015 131 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.