DFX Intelligence

A••••••• M••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

A••••••• M••••••••• C••••••• L••

CRD 316814

PALO ALTO, CA

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Search this name across graphsid dfx:ria:ac1a1c7f-f1be-5ebc-0165-4d1cd0c0503c

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 11
On other graphs: 2
Observed: Aug 31, 2022 to Aug 24, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• M••••••••• C••••••• L••

Private equity manager · shared crd

Venture Capitalidentity

A••••••• M••••••••• C••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.14 fund_share=0.81 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $3.0B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $425Mderived••• Locked
Private client share: 14%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• P•••••• A••••• F•••• L•••	Venture Capital Fund	$57.7M	Jun 28, 2024	112	Aug 31, 2022	reported	021-433116
A••••••• P•••••• A••••• F••• I•• L•••	Venture Capital Fund	$37.4M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• H•••••••• I•••	MANAGING MEMBER	E	yes	06/2021	Aug 31, 2022	Jun 28, 2024
C•••••••• S•••• A•••••	SECRETARY, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	Na	yes	03/2023	Mar 31, 2023	Jun 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• • F•• I• A••••• F••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
A••••••• A•••• F••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
A••••••• L••• F•••••• A••••• F••• G•• L•••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$931M	222.2%	$247M	129.8%	16	14	1	1

Relationships

Advises (34)

→ N••••••• J•• 2•••• A• S••••• O• C•••••• L••Private fundVenture Capital Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ A••••••• • B••• I•• A••••• F•••• L•••Private fundVenture Capital Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ A••••••• L••• F•••••• A••••• F••• L•Private fundVenture Capital Fund, IA
Aug 31, 2022 to presentfactForm ADV
→ A••••••• • R• 2••• A••••• F•••• L•

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$862M
Occurred
Aug 19, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.2B
Occurred
Mar 30, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$449M
Occurred
Mar 29, 2024
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac1a1c7f-f1be-5ebc-0165-4d1cd0c0503c
First observed: Aug 31, 2022
Last observed: Aug 24, 2026 29 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.