DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••••• M••••••••• C••••••• L••
Latest filing Aug 24, 2026
First filing on the tape Aug 31, 2022 · 12 filings
SEC status approved since Sep 30, 2022
RAUM
$3.0B
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
14%
$425M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
98
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$3.0B as of Aug 24, 2026
Mar 31, 2023$247M then
HNW client RAUM$425M as of Aug 24, 2026
Mar 29, 2024$85.0M then
State-registered IARs (5.B.3)0 as of Aug 24, 2026
Mar 31, 20230 then
Employees (5.A)16 as of Aug 24, 2026
Mar 31, 202313 then
Private funds98 as of Aug 24, 2026
Mar 31, 202328 then
RAUM +222% over the last fiscal year+130% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.2MderivedHNW RAUM over HNW clients
- Average account
- $17.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +222%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B78%
- High-net-worth individuals$425M14%
- Corporations and businesses$159M5.3%
- Other investment advisers$83.3M2.8%
- Individual clients
- n/areported
- HNW clients
- 59reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 171reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.14 fund_share=0.81 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
34 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• P•••••• A••••• F•••• L••• | Venture Capital Fund | $57.7M | 112 | Aug 31, 2022 |
| A••••••• P•••••• A••••• F••• I•• L••• | Venture Capital Fund | $37.4M | 46 | Mar 29, 2024 |
| A••••••• A•••• F••• I•• L••• | Venture Capital Fund | $24.1M | 42 | Mar 29, 2024 |
| A••••••• L••• F•••••• A••••• F••• L• | Venture Capital Fund | $23.5M | 114 | Aug 31, 2022 |
| A••••••• S•• L••• O•• F••• I• 2•••• L••• | Venture Capital Fund | $16.9M | 48 | Aug 31, 2022 |
| A••••••• S•• L••• E• 2•••• L••• | Venture Capital Fund | $14.6M | 5 | Aug 31, 2022 |
| Z••• V••••••• 2••• A••••••• A••••• F•••• L••• | Venture Capital Fund | $14.0M | 79 | Mar 31, 2023 |
| A••••••• • F•• I• A••••• F••• L• | Venture Capital Fund | $11.0M | 23 | Aug 31, 2022 |
| A••••••• A•••• F•••• L••• | Venture Capital Fund | $10.6M | 42 | Aug 31, 2022 |
| A••••••• • I••••••••• L••• | Venture Capital Fund | $10.0M | 1 | Mar 31, 2023 |
| A••••••• • H•• F••• 1• L••• | Venture Capital Fund | $10.0M | 1 | Mar 31, 2023 |
| A••••••• • P•• F••• 1• L••• | Venture Capital Fund | $10.0M | 1 | Mar 31, 2023 |
| A••••••• • M•• F••• 1• L• | Venture Capital Fund | $9.8M | 1 | Aug 31, 2022 |
| T••••• V••••••• 2••• A••••••• A••••• F•••• L••• | Venture Capital Fund | $9.1M | 35 | Mar 31, 2023 |
| A••••••• • A••• A• 2••• A••••• F••• L• | Venture Capital Fund | $8.6M | 36 | Aug 31, 2022 |
| A••••••• • C•••••• V••••••• F••• I• L••• | Venture Capital Fund | $8.1M | 1 | Mar 31, 2023 |
| 8•• 2••• A••••••• A••••• F•••• L••• | Venture Capital Fund | $7.7M | 14 | Mar 31, 2023 |
| G•••••••• C•••••• 2••• A••••• F•••• L••• | Venture Capital Fund | $7.3M | 9 | Mar 31, 2023 |
| A••••••• • S•••••• 1• L••• | Venture Capital Fund | $7.0M | 1 | Mar 31, 2023 |
| A••••••• U••••• A••••• F••• 2•••• L• | Venture Capital Fund | $6.3M | 26 | Aug 31, 2022 |
| A•••••••• 2••• A••••••• A••••• F•••• L••• | Venture Capital Fund | $5.8M | 28 | Mar 29, 2024 |
| A••••••• • A••• C••••• 2••• A••••• F••• L• | Venture Capital Fund | $5.7M | 15 | Aug 31, 2022 |
| A••••••• • R• O•• 2••• A••••• F•••• L••• | Venture Capital Fund | $5.1M | 9 | Mar 31, 2023 |
| A••••••• • R• 2••• A••••• F•••• L• | Venture Capital Fund | $5.0M | 9 | Aug 31, 2022 |
| A••••••• S•••••• 2•••• L••• | Venture Capital Fund | $4.9M | 34 | Aug 31, 2022 |
| B•••••• C•••••• 2••• A••••••• A••••• F•••• L••• | Venture Capital Fund | $4.8M | 26 | Mar 31, 2023 |
| K••••• V••••••• 2••• A••••••• A••••• F•••• L••• | Venture Capital Fund | $4.3M | 23 | Mar 29, 2024 |
| A••••••• • B••• I•• A••••• F•••• L••• | Venture Capital Fund | $4.2M | 27 | Mar 31, 2023 |
| A••••••• S•• O••• I• 2••• L• | Venture Capital Fund | $4.0M | 28 | Aug 31, 2022 |
| C••••••••• C•••••• 2••• A••••••• A••••• F•••• L••• | Venture Capital Fund | $3.7M | 7 | Mar 29, 2024 |
| Q•• I•••••••• 2••• A••••••• A••••• F•••• L••• | Venture Capital Fund | $3.6M | 10 | Mar 29, 2024 |
| A••••••• • C•••• A••••• F••• 2••• L• | Venture Capital Fund | $3.6M | 8 | Aug 31, 2022 |
| N••••••• J•• 2•••• A• S••••• O• C•••••• L•• | Venture Capital Fund | $3.0M | 15 | Mar 31, 2023 |
| Q•••• R•• A• S••••• O• C•••••• L•• | Venture Capital Fund | $250,653 | 11 | Aug 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• S•••• A••••• · Secretary, Chief Compliance Officer, General Counselcontrolsince 03/2023 · owns less than 5%
- E••••••• P••••• J•••• · Director, Managing Directorcontrolsince 03/2023 · owns less than 5%
- K•••• S••••• S••••• · Director, President, Investment Committee Membercontrolsince 06/2021 · owns less than 5%
- Y•••• H••• · Vice President, Directorcontrolsince 03/2023 · owns less than 5%
Entity owners
- A••••••• H•••••••• I••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••••• • F•• I• A••••• F••• G•• L••pooled vehicle sponsory
- A••••••• A•••• F••• G•• L••pooled vehicle sponsory
- A••••••• L••• F•••••• A••••• F••• G•• L•••••pooled vehicle sponsory
- A••••••• M••••• G• 1• L•••••bankpooled vehicle sponsory
- A••••••• P•• I• G•• L••pooled vehicle sponsory
- A••••••• P••••••• G• I• L••pooled vehicle sponsory
- A••••••• P•••••• A••••• F••• G•• L•••••pooled vehicle sponsory
- A••••••• S•• F• F••• I•• 2••• G•• L••pooled vehicle sponsory
- A••••••• S•• L••• E• 2••• G•• L•••••pooled vehicle sponsory
- A••••••• S•• L••• O•• F••• I• 2••• G•• L•••••pooled vehicle sponsory
- A••••••• S•• M•• 2••• G•• L•••••pooled vehicle sponsory
- A••••••• S•• O••• I• 2••• G•• L•••••pooled vehicle sponsory
- A••••••• S•••••• 2••• G•• L••pooled vehicle sponsory
- A••••••• U••••• A••••• F••• 2••• G•• L••pooled vehicle sponsory
- R••• C•••••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Aug 24, 2026private funds per $1B of RAUM of 32.7 against a peer median of 2.3 (55 comparable advisers, 98.0th percentile, 18.8 robust deviations)peers: other advisers, $1B to $5B (55) · 98% percentile
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 60.0% to 78.0% between the annual amendments of 2025-03-30 and 2026-03-30peers: other advisers, $1B to $5B (247)
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 40.0 to 98.0 (+145.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was 0.0% (73 comparable advisers, 100.0th percentile of changes)peers: other advisers, $1B to $5B (73) · 100% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $930,609,755 to $2,998,752,187 (+222.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was +11.0% (231 comparable advisers, 96.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 144 to 171Dec 22, 2025 to Mar 30, 2026
- HNW clients · 54 to 59Dec 22, 2025 to Mar 30, 2026
- Pooled vehicle clients · 82 to 99Dec 22, 2025 to Mar 30, 2026
- Financial planning clients · to 0Dec 22, 2025 to Mar 30, 2026
- Private funds · 82 to 98Dec 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.6B to $2.3BDec 22, 2025 to Mar 30, 2026
- HNW RAUM · $343M to $425MDec 22, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $501M to $668MDec 22, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.6B to $2.3BDec 22, 2025 to Mar 30, 2026
- RAUM · $2.1B to $3.0BDec 22, 2025 to Mar 30, 2026
- Accounts · 80 to 144Jun 30, 2025 to Aug 19, 2025
- Advisory employees · 5 to 4Jun 30, 2025 to Aug 19, 2025
- HNW clients · 34 to 54Jun 30, 2025 to Aug 19, 2025
- Pooled vehicle clients · 40 to 82Jun 30, 2025 to Aug 19, 2025
- Employees · 14 to 16Jun 30, 2025 to Aug 19, 2025
- HQ city · MENLO PARK to PALO ALTOJun 30, 2025 to Aug 19, 2025
- Private funds · 40 to 82Jun 30, 2025 to Aug 19, 2025
- Discretionary RAUM · $561M to $1.6BJun 30, 2025 to Aug 19, 2025
- HNW RAUM · $231M to $343MJun 30, 2025 to Aug 19, 2025
- Non-discretionary RAUM · $370M to $501MJun 30, 2025 to Aug 19, 2025
- Pooled vehicle RAUM · $561M to $1.6BJun 30, 2025 to Aug 19, 2025
- RAUM · $931M to $2.1BJun 30, 2025 to Aug 19, 2025
- Financial planning clients · unset to Mar 30, 2025 to Jun 30, 2025
- Accounts · 45 to 80Jun 28, 2024 to Mar 30, 2025
- HNW clients · 12 to 34Jun 28, 2024 to Mar 30, 2025
- Pooled vehicle clients · 28 to 40Jun 28, 2024 to Mar 30, 2025
- Employees · 15 to 14Jun 28, 2024 to Mar 30, 2025
- Other offices · 0 to 1Jun 28, 2024 to Mar 30, 2025
- Private funds · 28 to 40Jun 28, 2024 to Mar 30, 2025
- Discretionary RAUM · $307M to $561MJun 28, 2024 to Mar 30, 2025
- HNW RAUM · $85.0M to $231MJun 28, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $175M to $370MJun 28, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $307M to $561MJun 28, 2024 to Mar 30, 2025
- RAUM · $482M to $931MJun 28, 2024 to Mar 30, 2025
- Accounts · 24 to 45Sep 12, 2023 to Mar 29, 2024
- Advisory employees · 4 to 5Sep 12, 2023 to Mar 29, 2024
- HNW clients · unset to 12.0Sep 12, 2023 to Mar 29, 2024
- Pooled vehicle clients · 24 to 28Sep 12, 2023 to Mar 29, 2024
- Assets in custody · 247027031.0 to unsetSep 12, 2023 to Mar 29, 2024
- Custody of client assets · true to falseSep 12, 2023 to Mar 29, 2024
Signals
11 dated events
- A••••••• M••••••••• C••••••• L•• reported RAUM $3.0B, up 40% from $2.1B (2025-12-22 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- A••••••• M••••••••• C••••••• L•• reported RAUM $2.1B, up 130% from $930.6M (2025-06-30 to 2025-08-19)Aug 19, 2025 · RAUM change · derived
- A••••••• M••••••••• C••••••• L•• reported RAUM $930.6M, up 93% from $482.0M (2024-06-28 to 2025-03-30)Mar 30, 2025 · RAUM change · derived
- A••••••• M••••••••• C••••••• L•• reported RAUM $482.0M, up 95% from $247.0M (2023-09-12 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Jason Peter Epstein (Director, Managing Director) appeared on Schedule A of A••••••• M••••••••• C••••••• L••Mar 29, 2024 · Control person joined · fact
- Patrick Daniel Cronin (Director, Head Of Advisor Relationships) no longer on Schedule A of A••••••• M••••••••• C••••••• L•• (listed 2023-09-12, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- A••••••• M••••••••• C••••••• L•• reported RAUM $247.0M, up 70% from $145.3M (2022-08-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Hana Yang (Vice President, Director) appeared on Schedule A of A••••••• M••••••••• C••••••• L••Mar 31, 2023 · Control person joined · fact
- Andres Saul Cardenas (Secretary, Chief Compliance Officer, General Counsel) appeared on Schedule A of A••••••• M••••••••• C••••••• L••Mar 31, 2023 · Control person joined · fact
- Patrick Daniel Cronin (Director, Head Of Advisor Relationships) appeared on Schedule A of A••••••• M••••••••• C••••••• L••Mar 31, 2023 · Control person joined · fact
- A••••••• M••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Aug 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• M••••••••• C••••••• L•• · Private Equityshared crd · organization
- A••••••• M••••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/allocatecoreportedpublic record, Form ADV, Sep 18, 2026
- Website
- allocate.coreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-331-4151reportedpublic record, Form ADV, Aug 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026