M••••• A•• N•••

Advisor at S••••• G••••• I••••••••• L••

BOUNTIFUL, UT | Lakewood, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Aug 25, 2023	n/a	yes	BOUNTIFUL, UT\|Lakewood, CO	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Nov 8, 2012	Aug 31, 2023	no	Englewood, CO\|CENTENNIAL, CO\|Englewood, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	S••••• G••••• I••••••••• L••	Aug 31, 2023	Aug 25, 2023	-6	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
16164:157091:CO:2023-08-28	Aug 31, 2023	Aug 25, 2023	ENGLEWOOD, CO	Firm change

Relationships

Registered with (2)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Aug 25, 2023 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 8, 2012 to Aug 31, 2023factForm ADV

Dated events

Order

Occurred
31 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 8, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.