DFX Intelligence

C•••••• C••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

C•••••• C••• C••••••

C•••••• C••• C•••••• LLC, CRD 333446

NEW YORK, NY

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Search this name across graphsid dfx:ria:ac35c96a-37a0-6caf-3533-6b161834beb9

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2024 to Mar 19, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.11 fund_share=0.05 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $66.5M••• Locked
Discretionary RAUM: $66.5M
Private client RAUM: $7.0Mderived••• Locked
Private client share: 11%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• E•••• A•••••	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	06/2023	Oct 16, 2024	Dec 4, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$66.5M	$53.8M	23.6%	n/a	n/a	1	1	0	0

Relationships

Controls (1)

← G••••• E•••• A•••••OwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Oct 16, 2024 to Dec 4, 2024factForm ADV

Dated events

Occurred
Oct 16, 2024
First Form ADV filing
C•••••• C••• C•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac35c96a-37a0-6caf-3533-6b161834beb9
First observed: Oct 16, 2024
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.